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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION UNAUDITED - USD ($)
$ in Thousands
Mar. 31, 2017
Dec. 31, 2016
Mar. 31, 2016
ASSETS      
Cash and cash equivalents $ 88,230 $ 39,812 $ 28,045
Investments in securities 33,190 37,285 36,419
Receivable from brokers 523 453 1,135
Investment advisory fees receivable 29,810 43,736 29,612
Receivable from affiliates 5,325 5,960 5,256
Income tax receivable and deferred tax asset 12,829 9,349 2,452
Other assets 12,615 12,634 13,006
Total assets 182,522 149,229 115,925
LIABILITIES AND EQUITY      
Payable to brokers 10,022 66 0
Income taxes payable and deferred tax liabilities 19,787 3,815 12,198
Capital lease obligation 5,038 5,066 5,145
Compensation payable 42,295 42,384 19,218
Payable to affiliates 1,528 1,412 3,754
Accrued expenses and other liabilities 27,942 29,178 29,710
Sub-total 106,612 81,921 70,025
4.5% Convertible note (net of issuance costs of $156, $165 and $0, respectively) (due August 15, 2021) (Note F) 109,844 109,835 0
AC 4% PIK Note (due November 30, 2020) (Note F) 90,000 100,000 250,000
Loan from GGCP (due December 28, 2016) (Note F) 0 0 20,000
5.875% Senior notes (net of issuance costs of $99, $105 and $122, respectively) (due June 1, 2021) (Note F) 24,126 24,120 24,103
Total liabilities 330,582 315,876 364,128
Commitments and contingencies (Note I)
GAMCO Investors, Inc. stockholders' equity      
Preferred stock, $.001 par value; 10,000,000 shares authorized; none issued and outstanding 0 0 0
Additional paid-in capital 4,602 3,903 1,382
Retained earnings (deficit) 104,749 80,515 (8,794)
Accumulated other comprehensive income 8,720 11,271 11,670
Treasury stock, at cost (5,232,891, 5,107,481 and 4,789,297 shares, respectively) (266,164) (262,369) (252,494)
Total GAMCO Investors, Inc. stockholders' equity (deficit) (148,060) (166,647) (248,203)
Total liabilities and equity (deficit) 182,522 149,229 115,925
Class A [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock 14 14 14
Class B [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock $ 19 $ 19 $ 19