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CONDENSED CONSOLIDATED STATEMENTS OF FINANCIAL CONDITION UNAUDITED - USD ($)
$ in Thousands
Sep. 30, 2016
Dec. 31, 2015
Sep. 30, 2015
ASSETS      
Cash and cash equivalents $ 33,852 $ 13,719 $ 62,561
Investments in securities 32,889 32,975 34,095
Receivable from brokers 344 1,091 1,157
Investment advisory fees receivable 26,606 31,048 26,638
Receivable from affiliates 4,745 5,041 27,957
Income tax receivable and deferred tax asset 10,634 6,787 2,409
Other assets 12,198 13,238 10,776
Assets of discontinued operations 0 0 706,523
Total assets 121,268 103,899 872,116
LIABILITIES AND EQUITY      
Payable to brokers 10,203 12 533
Income taxes payable and deferred tax liabilities 164 4,823 5,963
Capital lease obligation 5,094 5,170 5,191
Compensation payable 31,469 24,426 83,700
Securities sold, not yet purchased 0 129 0
Payable to affiliates 7,679 7,687 153
Accrued expenses and other liabilities 31,801 28,882 32,467
Liabilities of discontinued operations 0 0 66,614
Sub-total 86,410 71,129 194,621
4.5% Convertible note (due August 15, 2021) (Note F) 109,826 0 0
AC 4% PIK Note (due November 30, 2020) (Note F) 100,000 250,000 0
Loan from GGCP (due December 28, 2016) (Note F) 0 35,000 0
5.875% Senior notes (due June 1, 2021) 24,115 24,097 99,447
Zero coupon subordinated debentures, Face value: $0.0 million at September 30, 2016, $0.0 million at December 31, 2015 and $6.9 million at September 30, 2015, respectively (due December 31, 2015) 0 0 6,750
Total liabilities 320,351 380,226 300,818
Redeemable noncontrolling interests from discontinued operations 0 0 6,018
Commitments and contingencies (Note J)
GAMCO Investors, Inc. stockholders' equity      
Preferred stock, $.001 par value; 10,000,000 shares authorized; none issued and outstanding 0 0 0
Additional paid-in capital 3,135 345 299,769
Retained earnings (deficit) 48,412 (34,224) 661,415
Accumulated other comprehensive income 9,317 9,115 17,575
Treasury stock, at cost (5,025,640, 4,758,794 and 9,046,709 shares, respectively) (259,980) (251,596) (416,147)
Total GAMCO Investors, Inc. stockholders' equity (deficit) (199,083) (276,327) 562,645
Noncontrolling interests from discontinued operations 0 0 2,635
Total equity (deficit) (199,083) (276,327) 565,280
Total liabilities and equity (deficit) 121,268 103,899 872,116
Class A [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock 14 14 14
Class B [Member]      
GAMCO Investors, Inc. stockholders' equity      
Common stock $ 19 $ 19 $ 19