EDGAR Filing Documents for 0001060349-08-000040

Form 8-K - Current report:

SEC Accession No. 0001060349-08-000040

Filing Date

2008-10-03

Accepted

2008-10-03 09:14:39

Documents

Period of Report

2008-10-02

Items

Item 1.01: Entry into a Material Definitive Agreement
Item 2.03: Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant
Item 3.02: Unregistered Sales of Equity Securities
Item 9.01: Financial Statements and Exhibits

Document Format Files

Seq	Description	Document	Type	Size
1	FORM 8-K FILED ON OCTOBER 3, 2008	gbl8k_100308.htm	8-K	28090
2	NOTE PURCHASE AGREEMENT, DATED AS OF OCTOBER 2, 2008	gbl8knotepurchagr_100308.htm	EX-10.1	123475
3	CONVERTIBLE PROMISSORY NOTE, DATED AS OF OCTOBER 2, 2008	gbl8kpromnote.htm	EX-4.1	148140
4	FIRST AMENDMENT TO REGISTRATION RIGHTS AGREEMENT, DATED AS OF OCTOBER 2, 2008	gbl8kfirstamend.htm	EX-10.2	27478
5	ESCROW AGREEMENT, DATED AS OF OCTOBER 2, 2008	gbl8kescrow.htm	EX-10.3	75987
	Complete submission text file	0001060349-08-000040.txt		405145

Mailing Address ONE CORPORATE CENTER 401 THEODORE FREMD AVENUE RYE NY 10580

Business Address ONE CORPORATE CENTER 401 THEODORE FREMD AVENUE RYE NY 10580 9149213700

GAMCO INVESTORS, INC. ET AL (Filer) CIK: 0001060349 (see all company filings)