0000921895-22-002786.txt : 20221007 0000921895-22-002786.hdr.sgml : 20221007 20221007083607 ACCESSION NUMBER: 0000921895-22-002786 CONFORMED SUBMISSION TYPE: 15-15D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20221007 DATE AS OF CHANGE: 20221007 EFFECTIVENESS DATE: 20221007 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 15-15D SEC ACT: 1934 Act SEC FILE NUMBER: 333-258065 FILM NUMBER: 221299361 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 15-15D 1 form1505867032_10062022.htm

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549

FORM 15

CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934.

	Commission File Number	333-258065

GAMCO Investors, Inc.
(Exact name of registrant as specified in its charter)

191 Mason Street, Greenwich, CT 06830 (203) 629-2726
One Corporate Center, Rye, NY 10580 (914) 921-5100
(Address, including zip code, and telephone number, including area code, of registrant’s principal executive offices)

Class A Common Stock, $0.001 par value
(Title of each class of securities covered by this Form)

N.A.
(Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains)

Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports:

	Rule 12g-4(a)(1)	o
	Rule 12g-4(a)(2)	o
	Rule 12h-3(b)(1)(i)	ý
	Rule 12h-3(b)(1)(ii)	o
	Rule 15d-6	o
	Rule 15d-22(b)	o

Approximate number of holders of record as of the certification or notice date: 195

Pursuant to the requirements of the Securities Exchange Act of 1934 GAMCO Investors, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person.

Date: October 7, 2022	By:	/s/ Peter D. Goldstein
		Name:	Peter D. Goldstein
		Title:	General Counsel

Instruction: This form is required by Rules 12g-4, 12h-3, 15d-6 and 15d-22 of the General Rules and Regulations under the Securities Exchange Act of 1934. The registrant shall file with the Commission three copies of Form 15, one of which shall be manually signed. It may be signed by an officer of the registrant, by counsel or by any other duly authorized person. The name and title of the person signing the form shall be typed or printed under the signature.

SEC 2069
(08-11)

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