4 1 ch-gabelli_form4.txt STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION ------------------------------ FORM 4 WASHINGTON, D.C. 20549 OMB Approval ------------------------- ------------------------------ [ ] Check this box if no STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OMB Number: 3235-0287 longer subject to Expires: January 31, 2005 Section 16. Form 4 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Estimated average burden or Form 5 obligations Section 17(a) of the Public Utility Holding Company Act of 1935 or hours per response.......0.5 may continue. See Section 30(h) of the Investment Company Act of 1940 ------------------------------ Instruction 1(b).
(Print or Type Responses) ------------------------------------------------------------------------------------------------------------------------------------ 1. Name and Address of Reporting Person* 2. Issuer Name and Ticker or Trading Symbol 6. Relationship of Reporting Person(s) to Issuer Gabelli Asset Management, Inc. (GBL) (Check all applicable) Chilton Investment Company, Inc. [ ] Director [ ] 10% Owner ------------------------------------ ----------------------------------------------- [ ] Officer (give [X] Other (specify (Last) (First) (Middle) 3. I.R.S. Identification 4. Statement for title below) Number of Reporting Month/Day/Year below) Person, if an entity (Voluntary) October 17, 2002 Deemed to be a 10% Owner 1266 East Main Street, 7th Floor -------------------------------------- ------------------------------------ ----------------------------------------------------------- (Street) 5. If Amendment, 7. Individual or Joint/Group Filing Date of (Check Applicable Line) Original [X] Form filed by One Reporting Person Stamford, Connecticut 06902 (Month/Day/Year) [ ] Form filed by More than One ------------------------------------ Reporting Person (City) (State) (Zip) ------------------------------------------------------------------------------------------------------------------------------------ TABLE I -- NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED ------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Security 2. Trans- 2A. Deemed 3. Transaction 4. Securities Acquired (A) 5. Amount of 6. Ownership 7. Nature of (Instr. 3) action Execu- Code (Instr. or Disposed of (D) Securities Form: Indirect Date tion 8) (Instr. 3, 4 and 5) Beneficially Direct (D) Beneficial Date, Owned or Indirect Ownership if any Following (I) (Instr. 4) Reported (Instr. 4) (Month/ (Month/ Transaction(s) Day/ Day/ (Instr. 3 Year) Year) and 4) ------------------------------------------------------------------------------------------------------------------------------------ Code V Amount (A) or (D) Price ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 216 D $30.47 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 2,384 D $30.47 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 20,782 D $30.2952 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 8,093 D $30.2952 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 1,580 D $30.2952 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 9,516 D $30.2952 I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Class A Common Stock, 10/17/02 S 17,429 D $30.2952 856,300* I Investment $0.001 par value Mgr. ------------------------------------------------------------------------------------------------------------------------------------ Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). Persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number. (Over) SEC 1474 (9-02)
FORM 4 (continued)
TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED (E.G., PUTS, CALLS, WARRANTS, OPTIONS, CONVERTIBLE SECURITIES) ----------------------------------------------------------------------------------------------------------------------------------- 1. Title 2. Conver- 3. Trans- 3A. 4. Trans- 5. Number of 6. Date 7. Title 8. Price 9. Number 10. Owner- 11. Nature of of sion or action Deemed action Derivative Exer- and of of ship Indirect Deriv- Exercise Date Execu- Code Securities cisable Amount Deriv- deriv- Form of Beneficial ative Price of tion (Instr. Acquired (A) and Expi- of ative ative Deriv- Ownership Secu- Deriv- (Month/ Date, 8) or Disposed ration Under- Secu- Secu- ative (Instr. 4) rity ative Day/ if any of (D) Date lying rity rities Secu- (Instr. Security Year) (Instr. 3, (Month/ Securi- (Instr. Benefi- rity: 3) (Month/ 4, and 5) Day/ ties 5) cially Direct Day/ Year) (Instr. Owned (D) or Year) 3 and 4) Follow- Indirect ing (I) Reported (Instr. Trans- 4) action(s) (Instr. 4) ----------------------------------------------------------------------------------------------------------------------------------- Code V (A) (D) Date Expir- Title Amount Exerci- ation or sable Date Number of Shares ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- ----------------------------------------------------------------------------------------------------------------------------------- Explanation of Responses: * Chilton Investment Company, Inc. is the general partner of some of the entities that own the reported securities. Chilton disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. /s/ P. Mallon 10/21/02 ------------------------------------------ --------------------------- ** Signature of Reporting Person Date Patricia Mallon, Managing Director ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. Page 2