0000807249-19-000018.txt : 20190131 0000807249-19-000018.hdr.sgml : 20190131 20190131160543 ACCESSION NUMBER: 0000807249-19-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180305 FILED AS OF DATE: 20190131 DATE AS OF CHANGE: 20190131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Avansino Raymond CENTRAL INDEX KEY: 0001423355 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 19555944 MAIL ADDRESS: STREET 1: C/O ONE CORPORTATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: DE FISCAL YEAR END: 0923 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 4 1 form4.xml X0306 4 2018-03-05 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001423355 Avansino Raymond C/O ONE CORPORATE CENTER RYE NY 10580 true Class A Common Stock 2018-03-05 4 J 0 121500 0 A 211500 I By: Entities These shares were received as a result of the completion of an exchange offer in which tendering shareholders received 1.35 shares of GAMCO Investors, Inc. Class A common stock for each share of Associated Capital Group, Inc. Class A common stock tendered. These shares are owned by three entities for which Mr. Avansino serves as a director, officer or trustee. Mr. Avansino disclaims beneficial ownership of these shares. /s/ Raymond Avansino 2019-01-31