0000807249-19-000018.txt : 20190131
0000807249-19-000018.hdr.sgml : 20190131
20190131160543
ACCESSION NUMBER: 0000807249-19-000018
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180305
FILED AS OF DATE: 20190131
DATE AS OF CHANGE: 20190131
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Avansino Raymond
CENTRAL INDEX KEY: 0001423355
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 19555944
MAIL ADDRESS:
STREET 1: C/O ONE CORPORTATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
4
1
form4.xml
X0306
4
2018-03-05
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001423355
Avansino Raymond
C/O ONE CORPORATE CENTER
RYE
NY
10580
true
Class A Common Stock
2018-03-05
4
J
0
121500
0
A
211500
I
By: Entities
These shares were received as a result of the completion of an exchange offer in which tendering shareholders received 1.35 shares of GAMCO Investors, Inc. Class A common stock for each share of Associated Capital Group, Inc. Class A common stock tendered.
These shares are owned by three entities for which Mr. Avansino serves as a director, officer or trustee. Mr. Avansino disclaims beneficial ownership of these shares.
/s/ Raymond Avansino
2019-01-31