0000807249-18-000094.txt : 20180510
0000807249-18-000094.hdr.sgml : 20180510
20180510110611
ACCESSION NUMBER: 0000807249-18-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180509
FILED AS OF DATE: 20180510
DATE AS OF CHANGE: 20180510
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DANIELS LESLIE B
CENTRAL INDEX KEY: 0001052559
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 18821072
MAIL ADDRESS:
STREET 1: 540 MADISON, 22ND FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2018-05-09
0
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001052559
DANIELS LESLIE B
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
1
0
0
0
Director Stock Option (Right to Buy)
25.55
2018-05-09
4
A
0
10000
0
A
2021-05-09
2028-05-09
Class A Common Stock
10000
10000
D
The options are exercisable with respect to 75% of the shares on 5/9/2021 and with respect to 100% of the shares on 5/9/2022.
/s/ Leslie B. Daniels
2018-05-10