0000807249-17-000095.txt : 20170616
0000807249-17-000095.hdr.sgml : 20170616
20170616173210
ACCESSION NUMBER: 0000807249-17-000095
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170616
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMIESON DOUGLAS R
CENTRAL INDEX KEY: 0001185526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 17916999
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC.
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-16
0
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001185526
JAMIESON DOUGLAS R
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
0
1
0
0
President & COO
Class A Common Stock
2017-06-16
4
J
0
820
0
D
2460
I
Custodian of UGMA account
Class A Common Stock
11115
D
Class B Common Stock
29471
D
Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control.
Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 668,027 shares of Class B Stock that can be converted into Class A Stock.
/s/ Douglas R. Jamieson
2017-06-16