0000807249-15-000282.txt : 20151231
0000807249-15-000282.hdr.sgml : 20151231
20151231142109
ACCESSION NUMBER: 0000807249-15-000282
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151230
FILED AS OF DATE: 20151231
DATE AS OF CHANGE: 20151231
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP Holdings LLC
CENTRAL INDEX KEY: 0001493460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 151315760
BUSINESS ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-9200
MAIL ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP, INC.
CENTRAL INDEX KEY: 0001238894
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 151315761
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149215100
MAIL ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: GABELLI GROUP CAPITAL PARTNERS INC
DATE OF NAME CHANGE: 20030604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 151315762
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-12-30
0
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
1
1
1
0
Chairman & CEO
0001238894
GGCP, INC.
140 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001493460
GGCP Holdings LLC
140 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
Class B Common Stock
2015-12-30
4
D
0
40000
0
D
303295
D
Class A Common Stock
2015-12-30
4
A
0
40000
0
A
40000
D
Class A Common Stock
2015-12-30
4
G
0
40000
0
D
0
D
Class A Common Stock
4393055
I
By: Gabelli Securities, Inc.
Class B Common Stock
18423741
I
By: GGCP Holdings, LLC
Mario J. Gabelli exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were effected pursuant to Rule 16b-3 under the Securities Act of 1934 for the purpose of exempting such acquisition and disposition.
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 732,618 shares of Class B Stock that can be converted into Class A Stock.
/s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI, GGCP, INC., and GGCP HOLDINGS, LCC
2015-12-31