0000807249-15-000229.txt : 20151020
0000807249-15-000229.hdr.sgml : 20151020
20151020134619
ACCESSION NUMBER: 0000807249-15-000229
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151019
FILED AS OF DATE: 20151020
DATE AS OF CHANGE: 20151020
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0923
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMIESON DOUGLAS R
CENTRAL INDEX KEY: 0001185526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 151166039
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC.
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2015-10-19
0
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001185526
JAMIESON DOUGLAS R
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
0
1
0
0
President & COO
Class A Common Stock
2015-10-19
4
F
0
1014
57.86
D
11133
D
Class A Common Stock
3280
I
Custodian of UGMA accounts
Class B Common Stock
29471
D
Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing, there are 772,618 shares of Class B Stock that can be converted into Class A Stock.
/s/ Douglas R. Jamieson
2015-10-20