0000807249-14-000243.txt : 20140917 0000807249-14-000243.hdr.sgml : 20140917 20140917170913 ACCESSION NUMBER: 0000807249-14-000243 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140915 FILED AS OF DATE: 20140917 DATE AS OF CHANGE: 20140917 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ZUCCARO ROBERT S CENTRAL INDEX KEY: 0001185531 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 141108538 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2014-09-15 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185531 ZUCCARO ROBERT S C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 0 1 0 0 Executive VP & CFO Class A Common Stock 2014-09-15 4 A 0 2000 A 15975 D These shares represent restricted stock that was awarded to the Reporting Person pursuant to the Issuer's Stock Award & Incentive Plan. Thirty percent of the shares vest after three years from the grant date and the remaining seventy percent vest ratably on each anniversary of the grant date, from the fourth anniversary of the grant date through the tenth anniversary of the grant date. /s/ Robert S. Zuccaro 2014-09-17