0000807249-12-000144.txt : 20120516 0000807249-12-000144.hdr.sgml : 20120516 20120516102839 ACCESSION NUMBER: 0000807249-12-000144 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120514 FILED AS OF DATE: 20120516 DATE AS OF CHANGE: 20120516 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 12847542 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0305 4 2012-05-14 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 1 1 0 Chairman & CEO Class B Common Stock 2012-05-14 4 J 0 200000 0 D 19396500 I By: GGCP, Inc. Class A Common Stock 35000 I By: GGCP, Inc. Class B Common Stock 2012-05-14 4 J 0 150934 0 A 465360 D Class A Common Stock 28000 D These shares are being distributed in a pro-rata distribution. Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 416,572 shares of Class B Stock that may be converted into Class A Stock. These 19,396,500 shares of the Issuer's Class B Common Stock ("Class B Stock") are held by GGCP Holdings, LLC, a wholly owned subsidiary of GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by GGCP on the basis of his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP. The Reporting Person disclaims any beneficial ownership of Class B Stock held by GGCP except to the extent of his pecuniary interest therein. These shares were received by the Reporting Person in a pro-rata distribution. /s/ Douglas R. Jamieson, Attorney-In-Fact for Mario J. Gabelli 2012-05-16