0000807249-12-000144.txt : 20120516
0000807249-12-000144.hdr.sgml : 20120516
20120516102839
ACCESSION NUMBER: 0000807249-12-000144
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120514
FILED AS OF DATE: 20120516
DATE AS OF CHANGE: 20120516
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL
CENTRAL INDEX KEY: 0001060349
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 134007862
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149213700
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
STREET 2: 401 THEODORE FREMD AVENUE
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990112
FORMER COMPANY:
FORMER CONFORMED NAME: ALPHA G INC
DATE OF NAME CHANGE: 19980423
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14761
FILM NUMBER: 12847542
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0305
4
2012-05-14
0
0001060349
GAMCO INVESTORS, INC. ET AL
GBL
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
1
1
1
0
Chairman & CEO
Class B Common Stock
2012-05-14
4
J
0
200000
0
D
19396500
I
By: GGCP, Inc.
Class A Common Stock
35000
I
By: GGCP, Inc.
Class B Common Stock
2012-05-14
4
J
0
150934
0
A
465360
D
Class A Common Stock
28000
D
These shares are being distributed in a pro-rata distribution.
Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 416,572 shares of Class B Stock that may be converted into Class A Stock.
These 19,396,500 shares of the Issuer's Class B Common Stock ("Class B Stock") are held by GGCP Holdings, LLC, a wholly owned subsidiary of GGCP, Inc. ("GGCP"). The Reporting Person may be deemed to have beneficial ownership of the Class B Stock held by GGCP on the basis of his position as the Chief Executive Officer of, a director of, and the controlling shareholder of, GGCP. The Reporting Person disclaims any beneficial ownership of Class B Stock held by GGCP except to the extent of his pecuniary interest therein.
These shares were received by the Reporting Person in a pro-rata distribution.
/s/ Douglas R. Jamieson, Attorney-In-Fact for Mario J. Gabelli
2012-05-16