-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HpHN47/pPq41FzaXMXYG4sLSo4hox2HhVtpjtEeqp3P9+6KdrUnMiBZ4KjOsK9qH Zy4KYAHoQdgT5yyvCOOirA== 0000807249-10-000399.txt : 20101210 0000807249-10-000399.hdr.sgml : 20101210 20101210155138 ACCESSION NUMBER: 0000807249-10-000399 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101208 FILED AS OF DATE: 20101210 DATE AS OF CHANGE: 20101210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Elisa M. CENTRAL INDEX KEY: 0001457185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 101244951 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-08 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001457185 Wilson Elisa M. C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 1 0 0 0 Class B Common Stock 6550 D Class A Common Stock 2010-12-08 4 M 0 7300 31.62 A 7300 D Class A Common Stock 2010-12-08 4 S 0 7300 47.8972 D 0 D Class A Common Stock 2010-12-09 4 M 0 200 31.62 A 200 D Class A Common Stock 2010-12-09 4 S 0 200 48.4404 D 0 D Employee Stock Option - Right to Buy 31.62 2010-12-08 4 M 0 7300 0 A 2010-02-20 Class A Common Stock 7300 200 D Employee Stock Option - Right to Buy 31.62 2010-12-09 4 M 0 200 0 A 2010-02-20 Class A Common Stock 200 0 D A total of 165,966 shares of the Class B Common Stock are convertible into Class A Common Stock pursuant to a resolution by the Issuer's Board of Directors. These shares were acquired contemporaneously upon the exercise of an employee stock option. Represents an average price for the disposition. The options became exercisable with respect to 75% of the shares on 2/20/04 and the remaining 25% on 2/20/05. /s/ Elisa M. Wilson 2010-12-10 -----END PRIVACY-ENHANCED MESSAGE-----