-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q0UrA6rbHM0v+9ZNQNnH7aFe/jo2z9blD79ZpTS3j/uwFmxl74AJ1vqeril/Qrvd t9U7vI6RVulDpzEVJPE+zw== 0000807249-10-000397.txt : 20101210 0000807249-10-000397.hdr.sgml : 20101210 20101210103509 ACCESSION NUMBER: 0000807249-10-000397 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101209 FILED AS OF DATE: 20101210 DATE AS OF CHANGE: 20101210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALPERT BRUCE N CENTRAL INDEX KEY: 0001185528 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 101243922 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 16580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2010-12-09 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185528 ALPERT BRUCE N C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 16580 0 1 0 0 Senior Vice President Class B Common Stock 329 D Class A Common Stock 2010-12-09 4 M 0 2000 29 A 13555 D Employee Stock Option (Right to Buy) 29 2010-12-09 4 M 0 2000 0 A 2006-05-13 2013-05-13 Class A Common Stock 2000 0 D A total of 165,966 shares of the Class B Common Stock are convertible into Class A Common Stock pursuant to a resolution by the Issuer's Board of Directors. /s/ Bruce N. Alpert 2010-12-10 -----END PRIVACY-ENHANCED MESSAGE-----