-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HWqObU2m8tCfF1tU8XDJwNjoOnQt7/wjbvEISZCV3PrpQk44UwxqbFHSth5dLVUm T4DwfMtpbtpjlQ8QHcNpDA== 0000807249-09-000405.txt : 20090527 0000807249-09-000405.hdr.sgml : 20090527 20090527102911 ACCESSION NUMBER: 0000807249-09-000405 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090522 FILED AS OF DATE: 20090527 DATE AS OF CHANGE: 20090527 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Elisa M. CENTRAL INDEX KEY: 0001457185 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 09853486 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-22 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001457185 Wilson Elisa M. C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 1 0 0 0 Class B Common Stock 4357 D Class A Common Stock 2009-05-22 4 M 0 1300 16 A 1300 D Class A Common Stock 2009-05-22 4 S 0 1300 53.0592 D 0 D Employee Stock Option - Right to Buy 16 2009-05-22 4 M 0 1300 0 A 2010-02-15 Class A Common Stock 1300 0 D Employee Stock Option - Right to Buy 31.62 2011-02-20 Class A Common Stock 0 7500 D These securities are convertible into the Issuer's Class A Common Stock pursuant to a resolution of the Issuer's Board of Directors. These shares were acquired contemporaneously upon the exercise of an employee stock option at an exercise price of $16.00. The options became exercisable with respect to 75% of the shares on 2/15/03 and the remaining 25% on 2/15/04. The options became exercisable with respect to 75% of the shares on 2/20/04 and the remaining 25% of 2/20/05. /s/ Elisa M. Wilson 2009-05-27 -----END PRIVACY-ENHANCED MESSAGE-----