-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RomvQUh5OZoGnA9a5zGRZmtVToR5nKLCwTv+m5QK5P1hvSCVeBi3rPHYM3v+GC7W s/UCGn0gXR0P9SL26mj0vA== 0000807249-09-000379.txt : 20090522 0000807249-09-000379.hdr.sgml : 20090522 20090519170637 ACCESSION NUMBER: 0000807249-09-000379 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090519 FILED AS OF DATE: 20090519 DATE AS OF CHANGE: 20090519 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GABELLI MARIO J CENTRAL INDEX KEY: 0001185533 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 09840192 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GGCP, INC. CENTRAL INDEX KEY: 0001238894 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 09840191 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149215100 MAIL ADDRESS: STREET 1: 140 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: GABELLI GROUP CAPITAL PARTNERS INC DATE OF NAME CHANGE: 20030604 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2009-05-19 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185533 GABELLI MARIO J C/O GAMCO INVESTORS, INC ONE CORPORATE CENTER RYE NY 10580 1 1 1 0 Chairman and CEO 0001238894 GGCP, INC. 140 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 Class B Common Stock 2009-05-19 4 J 0 10000 0 D 20008500 I By: GGCP, Inc. Class A Common Stock 2009-05-19 4 J 0 10000 0 A 10000 I By: GGCP, Inc. Class A Common Stock 2009-05-19 4 D 0 5000 53.1818 A 5000 I By: GGCP, Inc. Class B Common Stock 234032 D Class A Common Stock 10000 D The Reporting Person exchanged with the Issuer shares of Class B Common Stock ("Class B Stock") for an equal number of shares of Class A Common Stock ("Class A Stock"). These transactions were affected pursuant to Rule 16b-3 under the Securities and Exchange Act of 1934 for the purpose of exempting such acquisition and disposition. Pursuant to a resolution approved by the Issuer's Board of Directors, as of the date of this filing there are 213,632 shares of Class B Stock that may be converted into Class A Stock. The Reporting Person disclaims beneficial ownership of the shares of Class B Stock held by GGCP in excess of his pecuniary interest therein. /s/ Christopher J. Michailoff, Attorney-In-Fact for MARIO J. GABELLI and GGCP, INC. 2009-05-19 -----END PRIVACY-ENHANCED MESSAGE-----