-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, K/MPb8p6Kui8vgcr/0LiGkbqUrh1dDYT/IyFGwkXjuYkeuecK3Flyr6NmJ27faf2 gfbPt8XVPoOKMdAWDYOO/A== 0000807249-09-000116.txt : 20090304 0000807249-09-000116.hdr.sgml : 20090304 20090304145734 ACCESSION NUMBER: 0000807249-09-000116 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090224 FILED AS OF DATE: 20090304 DATE AS OF CHANGE: 20090304 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wilson Elisa M. CENTRAL INDEX KEY: 0001457185 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 09655123 BUSINESS ADDRESS: BUSINESS PHONE: 914-921-5000 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 3 1 primary_doc.xml PRIMARY DOCUMENT X0203 3 2009-02-24 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001457185 Wilson Elisa M. C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 1 0 0 0 Class B Common Stock 4357 D Employee Stock Option 16 2003-02-15 2010-02-15 Class A Common Stock 2500 D Employee Stock Option 31.62 2004-02-20 2011-02-20 Class A Common Stock 7500 D These securities are convertible into the Issuer's Class A Common Stock pursuant to a resolution of the Issuer's Board of Directors. The options became exercisable with respect to 75% of the shares on 2/15/03 and the remaining 25% by 2/15/04. The options became exercisable with respect to 75% of the shares on 2/20/04 and the remaining 25% by 2/20/05. /s/ Elisa M. Wilson 2009-03-04 -----END PRIVACY-ENHANCED MESSAGE-----