-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KpEGglKvqXirQAxXxC/lQQFLYx3tTw+6pbgV/5NAdE/DD7vSsosw09IiNYOvTI5z M913a0O6cf0BuC/pAJyY/w== 0000807249-08-000618.txt : 20081231 0000807249-08-000618.hdr.sgml : 20081231 20081231143351 ACCESSION NUMBER: 0000807249-08-000618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20081229 FILED AS OF DATE: 20081231 DATE AS OF CHANGE: 20081231 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMIESON DOUGLAS R CENTRAL INDEX KEY: 0001185526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14761 FILM NUMBER: 081278676 BUSINESS ADDRESS: BUSINESS PHONE: 9149215000 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 16580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GAMCO INVESTORS, INC. ET AL CENTRAL INDEX KEY: 0001060349 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 134007862 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 9149213700 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER STREET 2: 401 THEODORE FREMD AVENUE CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: GABELLI ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990112 FORMER COMPANY: FORMER CONFORMED NAME: ALPHA G INC DATE OF NAME CHANGE: 19980423 4 1 primary_doc.xml PRIMARY DOCUMENT X0303 4 2008-12-29 0 0001060349 GAMCO INVESTORS, INC. ET AL GBL 0001185526 JAMIESON DOUGLAS R C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 16580 0 1 0 0 President & COO Class B Common Stock 2008-12-29 4 J 0 3604 0 D 20000 D Class A Common Stock 2008-12-29 4 J 0 3604 0 A 21751 D Class A Common Stock 2008-12-31 4 S 0 3604 26.8757 D 18147 D Employee Stock Option (Right to Buy) 29 2006-05-13 2013-05-13 Class A Common Stock 20000 20000 D These securities were received by the Reporting Person from a pro rata distribution of Class B Common Stock made by GGCP, Inc., the majority shareholder of the Issuer, which are convertible into the Issuer's Class A Common Stock. These transactions were affected pursuant to Rule 16b-3 under the Securities Exchange Act of 1934 for the purpose of exempting such acquisition or disposition of securities. 16,000 of these shares represent restricted stock that was awarded to the Reporting Person on 12/7/2007 pursuant to the Issuer's Stock Award and Incentive Plan. Thirty percent of these shares vest after three years from the date of award and the remaining seventy percent vest five years from the date of the award. Seventy five percent of this employee stock option was exercisable on 5/13/2006, the remaining twenty five percent of this employee stock option was exercisable on 5/13/2007. /s/ Douglas R. Jamieson 2008-12-31 -----END PRIVACY-ENHANCED MESSAGE-----