0001174947-23-001015.txt : 20230814
0001174947-23-001015.hdr.sgml : 20230814
20230814094252
ACCESSION NUMBER: 0001174947-23-001015
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230810
FILED AS OF DATE: 20230814
DATE AS OF CHANGE: 20230814
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BANTA GEORGE E
CENTRAL INDEX KEY: 0001627645
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14854
FILM NUMBER: 231166875
MAIL ADDRESS:
STREET 1: ONE HORNBECK RIDGE
CITY: POUGHKEEPSIE
STATE: NY
ZIP: 12603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SALISBURY BANCORP, INC.
CENTRAL INDEX KEY: 0001060219
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 061514263
STATE OF INCORPORATION: CT
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5 BISSELL ST
STREET 2: PO BOX 1868
CITY: LAKEVILLE
STATE: CT
ZIP: 06039-1868
BUSINESS PHONE: 8604359801
MAIL ADDRESS:
STREET 1: 5 BISSELL ST
STREET 2: PO BOX 1868
CITY: LAKEVILLE
STATE: CT
ZIP: 06039-1868
FORMER COMPANY:
FORMER CONFORMED NAME: Salisbury Bancorp, Inc.
DATE OF NAME CHANGE: 20210422
FORMER COMPANY:
FORMER CONFORMED NAME: SALISBURY BANCORP INC
DATE OF NAME CHANGE: 19980420
4
1
ownership.xml
X0508
4
2023-08-10
1
0001060219
SALISBURY BANCORP, INC.
SAL
0001627645
BANTA GEORGE E
ONE HORNBECK RIDGE
POUGHKEEPSIE
NY
12603
1
0
0
0
0
Common Stock
2023-08-10
4
A
0
1940
0.00
A
83495
D
Common Stock
2023-08-11
4
D
0
83495
D
0
D
Common Stock
2023-08-11
4
D
0
72629
D
0
I
By Spouse
Common Stock
2023-08-11
4
D
0
63801
D
0
I
By Family Owned Corp.
Award of restricted stock pursuant to the Issuer's 2017 Long Term Incentive Plan. 800 shares were granted on 5/19/21 and 1,140 shares were granted on 5/18/22, subject to three-year cliff vesting. The shares vested on 8/10/2023, subject to accelerated vesting upon certain change in control events.
Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.7450 shares of NBT Bancorp Inc. ("Buyer") common stock.
Shares held by spouse.
Shares held in Banta Food Co., Inc. Profit Sharing Plan. Mr. Banta is the Chief Executive Officer and thereby has voting and investment power over such shares, but he disclaims beneficial ownership.
This "Exit" Form 4 is voluntarily filed to report that the Reporting Person is no longer serving in the role as the Company's director, effective as of August 11, 2023, and therefore is no longer subject to Section 16 reporting for Salisbury.
/s/ George E. Banta
2023-08-14