0001174947-23-001015.txt : 20230814 0001174947-23-001015.hdr.sgml : 20230814 20230814094252 ACCESSION NUMBER: 0001174947-23-001015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230810 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BANTA GEORGE E CENTRAL INDEX KEY: 0001627645 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14854 FILM NUMBER: 231166875 MAIL ADDRESS: STREET 1: ONE HORNBECK RIDGE CITY: POUGHKEEPSIE STATE: NY ZIP: 12603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SALISBURY BANCORP, INC. CENTRAL INDEX KEY: 0001060219 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 061514263 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 BUSINESS PHONE: 8604359801 MAIL ADDRESS: STREET 1: 5 BISSELL ST STREET 2: PO BOX 1868 CITY: LAKEVILLE STATE: CT ZIP: 06039-1868 FORMER COMPANY: FORMER CONFORMED NAME: Salisbury Bancorp, Inc. DATE OF NAME CHANGE: 20210422 FORMER COMPANY: FORMER CONFORMED NAME: SALISBURY BANCORP INC DATE OF NAME CHANGE: 19980420 4 1 ownership.xml X0508 4 2023-08-10 1 0001060219 SALISBURY BANCORP, INC. SAL 0001627645 BANTA GEORGE E ONE HORNBECK RIDGE POUGHKEEPSIE NY 12603 1 0 0 0 0 Common Stock 2023-08-10 4 A 0 1940 0.00 A 83495 D Common Stock 2023-08-11 4 D 0 83495 D 0 D Common Stock 2023-08-11 4 D 0 72629 D 0 I By Spouse Common Stock 2023-08-11 4 D 0 63801 D 0 I By Family Owned Corp. Award of restricted stock pursuant to the Issuer's 2017 Long Term Incentive Plan. 800 shares were granted on 5/19/21 and 1,140 shares were granted on 5/18/22, subject to three-year cliff vesting. The shares vested on 8/10/2023, subject to accelerated vesting upon certain change in control events. Each share of Issuer common stock was converted into and became exchangeable for the right to receive 0.7450 shares of NBT Bancorp Inc. ("Buyer") common stock. Shares held by spouse. Shares held in Banta Food Co., Inc. Profit Sharing Plan. Mr. Banta is the Chief Executive Officer and thereby has voting and investment power over such shares, but he disclaims beneficial ownership. This "Exit" Form 4 is voluntarily filed to report that the Reporting Person is no longer serving in the role as the Company's director, effective as of August 11, 2023, and therefore is no longer subject to Section 16 reporting for Salisbury. /s/ George E. Banta 2023-08-14