0001140361-15-025476.txt : 20150625 0001140361-15-025476.hdr.sgml : 20150625 20150625215512 ACCESSION NUMBER: 0001140361-15-025476 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150623 FILED AS OF DATE: 20150625 DATE AS OF CHANGE: 20150625 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: POZEN INC /NC CENTRAL INDEX KEY: 0001059790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 621657552 FISCAL YEAR END: 0919 BUSINESS ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 BUSINESS PHONE: 919-913-1030 MAIL ADDRESS: STREET 1: 1414 RALEIGH ROAD STREET 2: SUITE 400 CITY: CHAPEL HILL STATE: NC ZIP: 27517 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LEE KENNETH B JR CENTRAL INDEX KEY: 0001208570 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31719 FILM NUMBER: 15953163 4 1 doc1.xml FORM 4 X0306 4 2015-06-23 0 0001059790 POZEN INC /NC POZN 0001208570 LEE KENNETH B JR C/O POZEN INC. 1414 RALEIGH ROAD, SUITE 400 CHAPEL HILL NC 27517 1 0 0 0 Common Stock 2013-06-23 4 M 0 24430 8.62 A 73067 D Common Stock 2013-06-23 4 M 0 6107 11.83 A 79174 D Common Stock 2013-06-23 4 M 0 6107 6.35 A 85281 D Common Stock 2013-06-23 4 M 0 6107 5.97 A 91388 D Common Stock 2013-06-23 4 M 0 6107 3.84 A 97495 D Common Stock 2013-06-23 4 M 0 6107 5.40 A 103602 D Common Stock 2013-06-23 4 M 0 6107 4.44 A 109709 D Common Stock 2013-06-23 4 F 0 36743 12.02 D 72966 D Stock Option (right to buy) 8.62 2015-06-23 4 M 0 24430 0 D 2007-01-03 2016-01-03 Common Stock 24430 0 D Stock Option (right to buy) 11.83 2015-06-23 4 M 0 6107 0 D 2009-05-06 2018-05-06 Common Stock 6107 0 D Stock Option (right to buy) 6.35 2015-06-23 4 M 0 6107 0 D 2010-06-03 2019-06-03 Common Stock 6107 0 D Stock Option (right to buy) 5.97 2015-06-23 4 M 0 6107 0 D 2011-06-10 2020-06-10 Common Stock 6107 0 D Stock Option (right to buy) 3.84 2015-06-23 4 M 0 6107 0 D 2012-06-09 2021-06-09 Common Stock 6107 0 D Stock Option (right to buy) 5.40 2015-06-23 4 M 0 6107 0 D 2013-06-07 2022-06-07 Common Stock 6107 0 D Stock Option (right to buy) 4.44 2015-06-23 4 M 0 6107 0 D 2014-06-06 2023-06-06 Common Stock 6107 0 D Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 23, 2015. Such shares are to be delivered to the Registrant's treasury account. Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 23, 2015. /s/ John E. Barnhardt, Attorney-in-fact 2015-06-25