0001140361-15-025476.txt : 20150625
0001140361-15-025476.hdr.sgml : 20150625
20150625215512
ACCESSION NUMBER: 0001140361-15-025476
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150623
FILED AS OF DATE: 20150625
DATE AS OF CHANGE: 20150625
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: POZEN INC /NC
CENTRAL INDEX KEY: 0001059790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 621657552
FISCAL YEAR END: 0919
BUSINESS ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 400
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
BUSINESS PHONE: 919-913-1030
MAIL ADDRESS:
STREET 1: 1414 RALEIGH ROAD
STREET 2: SUITE 400
CITY: CHAPEL HILL
STATE: NC
ZIP: 27517
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LEE KENNETH B JR
CENTRAL INDEX KEY: 0001208570
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31719
FILM NUMBER: 15953163
4
1
doc1.xml
FORM 4
X0306
4
2015-06-23
0
0001059790
POZEN INC /NC
POZN
0001208570
LEE KENNETH B JR
C/O POZEN INC.
1414 RALEIGH ROAD, SUITE 400
CHAPEL HILL
NC
27517
1
0
0
0
Common Stock
2013-06-23
4
M
0
24430
8.62
A
73067
D
Common Stock
2013-06-23
4
M
0
6107
11.83
A
79174
D
Common Stock
2013-06-23
4
M
0
6107
6.35
A
85281
D
Common Stock
2013-06-23
4
M
0
6107
5.97
A
91388
D
Common Stock
2013-06-23
4
M
0
6107
3.84
A
97495
D
Common Stock
2013-06-23
4
M
0
6107
5.40
A
103602
D
Common Stock
2013-06-23
4
M
0
6107
4.44
A
109709
D
Common Stock
2013-06-23
4
F
0
36743
12.02
D
72966
D
Stock Option (right to buy)
8.62
2015-06-23
4
M
0
24430
0
D
2007-01-03
2016-01-03
Common Stock
24430
0
D
Stock Option (right to buy)
11.83
2015-06-23
4
M
0
6107
0
D
2009-05-06
2018-05-06
Common Stock
6107
0
D
Stock Option (right to buy)
6.35
2015-06-23
4
M
0
6107
0
D
2010-06-03
2019-06-03
Common Stock
6107
0
D
Stock Option (right to buy)
5.97
2015-06-23
4
M
0
6107
0
D
2011-06-10
2020-06-10
Common Stock
6107
0
D
Stock Option (right to buy)
3.84
2015-06-23
4
M
0
6107
0
D
2012-06-09
2021-06-09
Common Stock
6107
0
D
Stock Option (right to buy)
5.40
2015-06-23
4
M
0
6107
0
D
2013-06-07
2022-06-07
Common Stock
6107
0
D
Stock Option (right to buy)
4.44
2015-06-23
4
M
0
6107
0
D
2014-06-06
2023-06-06
Common Stock
6107
0
D
Represents shares of the Registrant's common stock delivered as payment of exercise price and applicable taxes in connection with the net exercise of stock options by the reporting person on June 23, 2015. Such shares are to be delivered to the Registrant's treasury account.
Reflects the closing price of the Registrant's common stock as reported by the NASDAQ Stock Market on June 23, 2015.
/s/ John E. Barnhardt, Attorney-in-fact
2015-06-25