4 1 form4.txt 4 FORM 4 [ ] Check this box if no ------------------------------------ longer subject to OMB APPROVAL Section 16. Form 4 or ------------------------------------ Form 5 obligations may OMB Number 3235-0287 continue. See Instruction 1(b) Expires: January 31, 2005 Estimated average burden hours per response 0.5 ------------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 (Print or Type Responses) -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Levitch Peter c/o Generex Biotechnology Corporation -------------------------------------------------------------------------------- (Last) (First) (MI) 33 Harbour Square, Suite 202 -------------------------------------------------------------------------------- (Street) Toronto, Ontario Canada M5J 2G2 -------------------------------------------------------------------------------- (City) (State) (Zip) -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol Generex Biotechnology Corporation (GNBT) -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year | 5. If Amendment, Date of | Original (Month/Day/Year) | December 23, 2002 | -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ X ] Director [ ] 10% Owner [ ] Officer [ ] Other (specify below) (give title below) -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable Line) ____X___ Form filed by One Reporting Person ________ Form filed by More than One Reporting Person -------------------------------------------------------------------------------- *If the form is filed by more than one reporting person, see instruction 4(b)(v). -------------------------------------------------------------------------------- TABLE I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned --------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 2. Trans- | 2A. | 3. Transaction Code | 4. Securities Acquired (A) or (Instr. 3) | action | Deemed | (Instr. 8) | Disposed of (D) | Date | Execution | | (Instr. 3, 4 and 5) | (Month/ | Date, if | | | Day/ | any | | | Year) | (Month/ | | | | Day/ | | | | Year) | | | | | | | | | | | | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | Code | V | Amount | (A)or | Price | | | | | | (D) | ----------------------------------------------------------------------------------------------------------------------------------- Common Stock | 12/23/02 | -- | P | -- | 4,000 | A | $1.37 ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ===================================================================================================================================
----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Security | 5. Amount of Securities | 6. Ownership Form: | 7. Nature of Indirect Beneficial (Instr. 3) | Beneficially Owned | Direct (D) or | Ownership (Instr. 4) | Following Reported | Indirect (I) | | Transaction(s) | | | (Instr. 3 and 4) | (Instr. 4) | ----------------------------------------------------------------------------------------------------------------------------------- Common Stock | 59,483 | D | -- ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | ===================================================================================================================================
------------------------------------------------------------------------------- TABLE II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) -------------------------------------------------------------------------------
----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative | 2. Conversion or | 3. Transaction Date | 3A. Deemed | 4. Transaction | 5. Number of Derivative Security (Instr. 3) | Exercise Price | (Month/Day/Year) | Execution | Code (Instr.| Securities Acquired | of Derivative | | Date, if | 8) | (A) or Disposed of | Security | | any | | (D) (Instr. 3, 4 and 5) | | | (Month/ | | | | | Day/Year) | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | Code | V | (A) | (D) ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | | | ===================================================================================================================================
----------------------------------------------------------------------------------------------------------------------------------- 1. Title of Derivative Security | 6. Date Exercisable and | 7. Title and Amount of Underlying | 8. Price of Derivative (Instr. 3) | Expiration Date | Securities (Instr. 3 and 4) | Security (Instr. 5) | (Month/Day/Year) | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | Date | Expiration | Title | Amount or Number | | Exercisable | Date | | of Shares | | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ----------------------------------------------------------------------------------------------------------------------------------- | | | | | ===================================================================================================================================
------------------------------------------------------------------------------------------------------------------------------------ 1. Title of Derivative Security | 9. Number of Derivative | 10. Ownership Form of Derivative | 11. Nature of Indirect (Instr. 3) | Securities Beneficially | Securities: Direct (D) or | Beneficial Ownership | Owned Following Reported | Indirect (I) (Instr. 4) | (Instr. 4) | Transaction(s) (Instr. 4) | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ------------------------------------------------------------------------------------------------------------------------------------ | | | ====================================================================================================================================
/s/ Peter Levitch December 23, 2002 ------------------------------------ ----------------- Signature of Reporting Person Date **International misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.