-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WZaLgP2AbPd2TJQ/wXkplk2OzROrgobdJWP3YoJNG8RKWWKkUr02mOpI4XJjc9o5 eAW3KkRRfhEdin8lbDgGtw== 0000909143-98-000111.txt : 19980804 0000909143-98-000111.hdr.sgml : 19980804 ACCESSION NUMBER: 0000909143-98-000111 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980722 FILED AS OF DATE: 19980803 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ADAMS GOLF INC CENTRAL INDEX KEY: 0001059763 STANDARD INDUSTRIAL CLASSIFICATION: [3949] IRS NUMBER: 752320087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 000-24583 FILM NUMBER: 98676355 BUSINESS ADDRESS: STREET 1: 2801 EAST PLANO PARKWAY CITY: PLANO STATE: TX ZIP: 75074 BUSINESS PHONE: 9726739000 MAIL ADDRESS: STREET 1: 2801 EAST PLANO PARKWAY CITY: PLANO STATE: TX ZIP: 75074 COMPANY DATA: COMPANY CONFORMED NAME: FALDO NICHOLAS A CENTRAL INDEX KEY: 0001067417 STANDARD INDUSTRIAL CLASSIFICATION: [] OTHER FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: WOODCOCK HOUSE GIBBARD NEWS STREET 2: HIGH STREET CITY: WIMBLE VILL LONDON MAIL ADDRESS: STREET 1: WOODCOCK HOUSE GIBBARD NEWS STREET 2: HIGH STREET CITY: WIMBLEDON VILL LONDO 3 1 OMB APPROVAL ----------------------------- OMB Number 3235-0287 Expires: September 30, 1998 Estimated average burden hours per response ....... 0.5 ------------------------------ U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 ====================================================================== 1. Name and Address of Reporting Person Faldo Nicholas A. - ---------------------------------------------------------------------- (Last) (First) (Middle) Woodcock House, Gibbard Mews - ---------------------------------------------------------------------- (Street) Wimbledon Village, London SW19 5BY England - ---------------------------------------------------------------------- (City) (State) (Zip) ====================================================================== 2. Date of Event Requiring Statement (Month/Day/Year) July 22, 1998 ====================================================================== 3. IRS or Social Security Number of Reporting Person (voluntary) ====================================================================== 4. Issuer Name and Ticker or Trading Symbol Adams Golf, Inc. (ADGO) ====================================================================== 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) See explanation below ----------------------- ===================================================================== 6. If Amendment, Date of Original (Month/day/Year) N/A ===================================================================== 7. Individual or Joint/Group Filing (Check Applicable Line) [ X ] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person ====================================================================== - -----------------------------------------------------------------------
================================================================================================================================= Table I -- Non-Derivative Securities Beneficially Owned ================================================================================================================================= 2. 3. 1. Amount of Securities Ownership Form Title of Security Beneficially Owned Direct (D) or 4. (Instr. 4) (Instr. 4) Indirect (I) Nature of Indirect Beneficial Ownership - --------------------------------------------------------------------------------------------------------------------------------- Common Stock, par value $.001 765,000 D - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- ================================================================================================================================= Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, See Instruction 5(b)(v).
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned (e.g., puts, calls,warrants, options, convertible securities) ==================================================================================================================================== 3. Title and Amount 2. of Securities Date Exercisable and Underlying 5. Expiration Date Derivative Security 4. Ownership (Month/Day/Year) (Instr. 4) Conversion Form of 6. 1. -------------------- ------------------- or Exercise Derivative Nature Title of Date Expira- Amount or Price of Security: of Indirect Derivative Security Exer- tion Number of Derivative Direct (D) Beneficial (Instr. 4) cisable Date Title Shares Security or Indirect (I) Ownership - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- - --------------------------------------------------------------------------------------------------------------------------------- =================================================================================================================================
Explanation of Responses: Pursuant to an agreement between the Reporting Person and Adams Golf, Ltd., a wholly owned subsidiary of the Issuer, the Reporting Person has the right to designate one member to the Board of Directors of the Issuer. On July 22, 1998, the Reporting Person's designee, John Simpson (the "Designee"), was elected to the Board of Directors of the Issuer. By appointment of the Designee, the Reporting Person may be deemed to have "deputized" the Designee. The Reporting Person disclaims any control over, or the right to control, the Designee's actions as a member of the Board of Directors of the Issuer. /s/ NICHOLAS A. FALDO 29/7/98 - -------------------------------------------- ------------- **Signature of Reporting Person Date ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78f(a). Note: File three copies of this Form, one of which must be manually signed. If space provided is insufficient, see Instruction 6 for procedures. -----END PRIVACY-ENHANCED MESSAGE-----