SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
  
Form 3 Holdings Reported.
X
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
SAKS RONALD S

(Last) (First) (Middle)
C/O LMI AEROSPACE, INC.
411 FOUNTAIN LAKES BLVD.

(Street)
ST. CHARLES MO 63301

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LMI AEROSPACE INC [ LMIA ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
12/31/2015
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common stock, par value $0.02 per share 01/02/2015 G5 26,460(1) D $0 270,544(2) D
Common stock, par value $0.02 per share 03/17/2015 G5 90,000(1) D $0 270,544(2) D
Common stock, par value $0.02 per share 09/09/2015 S4 2,000(3) D $11.674 270,544(2) D
Common stock, par value $0.02 per share 09/09/2015 S4 2,000(3) D $11.6318 270,544(2) D
Common stock, par value $0.02 per share 09/09/2015 S4 790(3) D $11.6994 270,544(2) D
Common stock, par value $0.02 per share 12/29/2015 G5 27,000(4) D $0 270,544(2) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Aggregate of multiple gifts effective on the same date and made for estate planning purposes.
2. Beneficial ownership is reported as of December 31, 2015, and gives effect to other transactions that were effected in 2015 and (i) previously reported by the reporting person on a Form 4, (ii) not properly reported by the reporting person on a Form 4, or (iii) not required to be reported by the reporting person on a Form 4.
3. This transfer was previously referenced by the reporting person in Explanation of Responses (2) on a Form 4 filed on December 28, 2015.
4. This transfer was previously referenced by the reporting person in Explanation of Responses (2) on a Form 4 filed on January 4, 2016.
Remarks:
/s/ Renee Skonier by power of attorney 02/12/2016
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.