0001209191-23-037790.txt : 20230616 0001209191-23-037790.hdr.sgml : 20230616 20230616160011 ACCESSION NUMBER: 0001209191-23-037790 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230615 FILED AS OF DATE: 20230616 DATE AS OF CHANGE: 20230616 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 231020809 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-06-15 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER, 250 GREENWICH ST. NEW YORK NY 10007 1 1 0 0 President and CEO 1 Common Stock 2023-06-15 4 M 0 95 79.55 A 65933 D Common Stock 2023-06-15 4 S 0 95 350.00 D 65838 D Common Stock 2023-06-15 4 M 0 47 79.55 A 65885 D Common Stock 2023-06-15 4 S 0 47 350.00 D 65838 D Common Stock 2023-06-15 4 M 0 276 79.55 A 66114 D Common Stock 2023-06-15 4 S 0 276 341.11 D 65838 D Employee Stock Option (right to buy) 79.55 2023-06-15 4 M 0 95 0.00 D 2015-02-12 2024-02-12 Common Stock 95 0 D Employee Stock Option (right to buy) 79.55 2023-06-15 4 M 0 47 0.00 D 2015-02-12 2024-02-12 Common Stock 47 0 D Employee Stock Option (right to buy) 79.55 2023-06-15 4 M 0 276 0.00 D 2015-02-12 2024-02-12 Common Stock 276 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2023-06-16