0001209191-21-023455.txt : 20210329 0001209191-21-023455.hdr.sgml : 20210329 20210329165137 ACCESSION NUMBER: 0001209191-21-023455 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210312 FILED AS OF DATE: 20210329 DATE AS OF CHANGE: 20210329 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDANIEL RAYMOND W CENTRAL INDEX KEY: 0001195306 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 21782262 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2021-03-12 2021-03-16 0 0001059556 MOODYS CORP /DE/ MCO 0001195306 MCDANIEL RAYMOND W 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 198014 D Common Stock 2021-03-12 4 S 0 14000 306.97 D 184014 D Common Stock 38226 I Trust I Common Stock 25000 I Trust II Common Stock 1614 I 401-K Common Stock 2000 I Spouse Sale of shares pursuant to a pre-arranged plan. The reporting person contributed common stock to an exchange fund in exchange for shares of the exchange fund. The closing of the exchange fund was subject to conditions not controlled by the reporting person, and occurred on March 29, 2021, with a valuation of $306.97 per share, which was reported to the reporting person on March 29, 2021. As of the last statement dated December 31, 2020. John J. Goggins, by power of attorney for Raymond W. McDaniel 2021-03-29