0001209191-21-016772.txt : 20210303 0001209191-21-016772.hdr.sgml : 20210303 20210303160020 ACCESSION NUMBER: 0001209191-21-016772 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210301 FILED AS OF DATE: 20210303 DATE AS OF CHANGE: 20210303 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: West Michael L CENTRAL INDEX KEY: 0001791243 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 21708817 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-03-01 0 0001059556 MOODYS CORP /DE/ MCO 0001791243 West Michael L 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 President, Moody's Investors Common Stock 2021-03-01 4 A 0 2756 0.00 A 11715.997 D Common Stock 2021-03-01 4 F 0 1752 280.63 D 9963.997 D Common Stock 2021-03-01 4 M 0 1297 113.34 A 11260.997 D Common Stock 2021-03-01 4 S 0 1297 281.675 D 9963.997 D Common Stock 2021-03-01 4 M 0 926 167.50 A 10889.997 D Common Stock 2021-03-01 4 S 0 926 281.823 D 9963.997 D Common Stock 2021-03-01 4 M 0 1972 173.58 A 11935.997 D Common Stock 2021-03-01 4 S 0 1972 282.271 D 9963.997 D Common Stock 2021-03-02 4 S 0 2000 282.90 D 7963.997 D Employee Stock Option (right to buy) 113.34 2021-03-01 4 M 0 1297 0.00 D 2018-02-23 2027-02-23 Common Stock 1297 0 D Employee Stock Option (right to buy) 167.50 2021-03-01 4 M 0 926 0.00 D 2019-02-16 2028-02-16 Common Stock 926 0 D Employee Stock Option (right to buy) 173.58 2021-03-01 4 M 0 1972 0.00 D 2020-02-25 2029-02-25 Common Stock 1972 0 D Receipt of shares acquired upon settlement of 2018-2020 Performance Shares. Disposition of shares to satisfy tax withholding obligation. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.66 to $281.77. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $281.75 to $282.01. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $282.06 to $282.40. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll by power of attorney for Michael L. West 2021-03-03