0001209191-20-063771.txt : 20201216 0001209191-20-063771.hdr.sgml : 20201216 20201216160504 ACCESSION NUMBER: 0001209191-20-063771 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201214 FILED AS OF DATE: 20201216 DATE AS OF CHANGE: 20201216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKINNELL HENRY A CENTRAL INDEX KEY: 0001174453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 201392466 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-12-14 0 0001059556 MOODYS CORP /DE/ MCO 0001174453 MCKINNELL HENRY A 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2020-12-14 4 A 0 104 279.06 A 88706.337 D Common Stock 2020-12-14 4 A 0 6.051 277.55 A 88712.388 D Phantom Stock Units (Deferred Performance Shares) 2020-12-14 4 A 0 3.829 274.62 A Common Stock 3.829 1881.443 D Dividend Equivalent 2020-12-14 4 A 0 1.813 0.00 A Common Stock 1.813 8.207 D Restricted Stock deferred dividend reinvestment accrual. RSU deferred dividend reinvestment accrual. Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. The security converts to common stock on a one-for-one basis. These units are to be settled in stock after the Reporting Person's retirement. Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. John J. Goggins, by power of attorney for Henry A. McKinnell 2020-12-16