0001209191-20-024126.txt : 20200410 0001209191-20-024126.hdr.sgml : 20200410 20200410160604 ACCESSION NUMBER: 0001209191-20-024126 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200409 FILED AS OF DATE: 20200410 DATE AS OF CHANGE: 20200410 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kaye Mark CENTRAL INDEX KEY: 0001748691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 20786818 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER, 250 GREENWICH ST CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-09 0 0001059556 MOODYS CORP /DE/ MCO 0001748691 Kaye Mark 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP & Chief Financial Officer Common Stock 2020-04-09 4 S 0 187 240.00 D 7303 D Common Stock 2020-04-09 4 S 0 220 240.00 D 7083 D Common Stock 2020-04-09 4 M 0 1373 156.14 A 8456 D Common Stock 2020-04-09 4 S 0 1373 240.00 D 7083 D Common Stock 2020-04-09 4 M 0 1740 173.58 A 8823 D Common Stock 2020-04-09 4 S 0 1740 240.00 D 7083 D Employee Stock Option (right to buy) 156.14 2020-04-09 4 M 0 1373 0.00 D 2019-10-23 2028-10-23 Common Stock 1373 0 D Employee Stock Option (right to buy) 173.58 2020-04-09 4 M 0 1740 0.00 D 2020-02-25 2029-02-25 Common Stock 1740 0 D Sale of shares pursuant to Rule 10b5-1 Plan. Exercise and sale of shares pursuant to Rule 10b5-1 Plan. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Mark Kaye. 2020-04-10