0001209191-20-023755.txt : 20200407
0001209191-20-023755.hdr.sgml : 20200407
20200407160714
ACCESSION NUMBER: 0001209191-20-023755
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200406
FILED AS OF DATE: 20200407
DATE AS OF CHANGE: 20200407
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MCDANIEL RAYMOND W
CENTRAL INDEX KEY: 0001195306
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 20779785
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-04-06
0
0001059556
MOODYS CORP /DE/
MCO
0001195306
MCDANIEL RAYMOND W
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK
NY
10007
1
1
0
0
President and CEO
Common Stock
2020-04-06
4
M
0
42905
38.61
A
286151
D
Common Stock
2020-04-06
4
S
0
5798
218.471
D
280353
D
Common Stock
2020-04-06
4
S
0
8881
219.316
D
271472
D
Common Stock
2020-04-06
4
S
0
3498
220.489
D
267974
D
Common Stock
2020-04-06
4
S
0
5586
221.423
D
262388
D
Common Stock
2020-04-06
4
S
0
4000
222.411
D
258388
D
Common Stock
2020-04-06
4
S
0
5717
223.397
D
252671
D
Common Stock
2020-04-06
4
S
0
2000
224.461
D
250671
D
Common Stock
2020-04-06
4
S
0
2300
225.531
D
248371
D
Common Stock
2020-04-06
4
S
0
400
226.413
D
247971
D
Common Stock
2020-04-06
4
S
0
300
228.00
D
247671
D
Common Stock
2020-04-06
4
S
0
2025
229.163
D
245646
D
Common Stock
2020-04-06
4
S
0
1600
229.912
D
244046
D
Common Stock
2020-04-06
4
S
0
800
230.759
D
243246
D
Common Stock
58226
I
Trust
Common Stock
1613
I
401-K
Common Stock
2000
I
Spouse
Employee Stock Options (right to buy)
38.61
2020-04-06
4
M
0
42905
0.00
D
2013-02-13
2022-02-13
Common Stock
42905
0
D
Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$217.84 to $218.82. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$218.85 to $219.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$219.88 to $220.86. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$220.92 to $221.91. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$221.97 to $222.90. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$223.00 to $223.99. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$224.04 to $225.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$225.17 to $226.06. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$226.35 to $226.50. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$227.40 to $228.32. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$228.55 to $229.52. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$229.58 to $230.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$230.67 to $231.02. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
As of the last statement dated March 31, 2020
One fourth of the options vest each year beginning with the date indicated.
John J. Goggins, by power of attorney for Raymond W. McDaniel
2020-04-07