0001209191-20-020424.txt : 20200320 0001209191-20-020424.hdr.sgml : 20200320 20200320160506 ACCESSION NUMBER: 0001209191-20-020424 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200318 FILED AS OF DATE: 20200320 DATE AS OF CHANGE: 20200320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VAN SAUN BRUCE CENTRAL INDEX KEY: 0001199914 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 20732007 MAIL ADDRESS: STREET 1: CITIZENS FINANCIAL GROUP, INC. STREET 2: 600 WASHINGTON BLVD CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-18 0 0001059556 MOODYS CORP /DE/ MCO 0001199914 VAN SAUN BRUCE 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2020-03-18 4 A 0 8 167.41 A 6097.118 D Common Stock 2020-03-18 4 A 0 14.165 176.29 A 6111.283 D Dividend Equivalent 2019-12-12 4 A 0 2.039 0.00 A Common Stock 2.039 2.039 D Restricted Stock deferred dividend reinvestment accrual. RSU deferred dividend reinvestment accrual. Dividend Equivalents accrued on exempt grant of unvested RSUs, which will vest and settle with the underlying award. Elizabeth McCarroll, by power of attorney for Bruce Van Saun 2020-03-20