0001209191-20-017215.txt : 20200309 0001209191-20-017215.hdr.sgml : 20200309 20200309160047 ACCESSION NUMBER: 0001209191-20-017215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200306 FILED AS OF DATE: 20200309 DATE AS OF CHANGE: 20200309 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCDANIEL RAYMOND W CENTRAL INDEX KEY: 0001195306 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 20697941 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-03-06 0 0001059556 MOODYS CORP /DE/ MCO 0001195306 MCDANIEL RAYMOND W 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 1 1 0 0 President and CEO Common Stock 2020-03-06 4 M 0 42904 38.61 A 286150 D Common Stock 2020-03-06 4 S 0 2246 232.215 D 283904 D Common Stock 2020-03-06 4 S 0 2600 233.27 D 281304 D Common Stock 2020-03-06 4 S 0 3400 234.566 D 277904 D Common Stock 2020-03-06 4 S 0 4128 235.399 D 273776 D Common Stock 2020-03-06 4 S 0 4308 236.682 D 269468 D Common Stock 2020-03-06 4 S 0 6480 237.674 D 262988 D Common Stock 2020-03-06 4 S 0 8712 238.60 D 254276 D Common Stock 2020-03-06 4 S 0 1900 239.991 D 252376 D Common Stock 2020-03-06 4 S 0 5230 240.927 D 247146 D Common Stock 2020-03-06 4 S 0 2400 241.785 D 244746 D Common Stock 2020-03-06 4 S 0 1400 243.61 D 243346 D Common Stock 2020-03-06 4 S 0 100 244.25 D 243246 D Common Stock 58226 I Trust Common Stock 1604 I 401-K Common Stock 2000 I Spouse Employee Stock Options (right to buy) 38.61 2020-03-06 4 M 0 42904 0.00 D 2013-02-13 2022-02-13 Common Stock 42904 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $231.79 to $232.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $232.81 to $233.71. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $234.05 to $235.04. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $235.07 to $236.03. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $236.09 to $237.07. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $237.16 to $238.15. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $238.20 to $239.19. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $239.37 to $240.33. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $240.39 to $241.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $241.43 to $242.36. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $243.01 to $243.69. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As of the last statement dated December 31, 2019 One fourth of the options vest each year beginning with the date indicated. John J. Goggins, by power of attorney for Raymond W. McDaniel 2020-03-09