0001209191-17-036865.txt : 20170601
0001209191-17-036865.hdr.sgml : 20170601
20170601172850
ACCESSION NUMBER: 0001209191-17-036865
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170530
FILED AS OF DATE: 20170601
DATE AS OF CHANGE: 20170601
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GOGGINS JOHN J
CENTRAL INDEX KEY: 0001195304
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 17885767
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-05-30
0
0001059556
MOODYS CORP /DE/
MCO
0001195304
GOGGINS JOHN J
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK
NY
10007
0
1
0
0
EVP and General Counsel
Common Stock
2017-05-30
4
M
0
50000
38.07
A
106221
D
Common Stock
2017-05-30
4
S
0
50000
116.791
D
56221
D
Common Stock
1578
I
401-K
Employee Stock Option (right to buy)
38.07
2017-05-30
4
M
0
50000
0.00
D
2009-02-12
2018-02-12
Common Stock
50000
0
D
Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$116.55 to $117.42. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
As of the last statement dated March 31, 2017.
One fourth of the options vested each year beginning with the date indicated.
John J. Goggins
2017-06-01