0001209191-17-014768.txt : 20170227 0001209191-17-014768.hdr.sgml : 20170227 20170227162916 ACCESSION NUMBER: 0001209191-17-014768 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170223 FILED AS OF DATE: 20170227 DATE AS OF CHANGE: 20170227 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westlake Lisa CENTRAL INDEX KEY: 0001451047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 17642106 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-23 0 0001059556 MOODYS CORP /DE/ MCO 0001451047 Westlake Lisa 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP & Chief HR Officer Common Stock 2017-02-23 4 A 0 1412 113.34 A 21662 D Common Stock 46 I 401-K Employee Stock Option (right to buy) 113.34 2017-02-23 4 A 0 5355 0.00 A 2018-02-23 2027-02-23 Common Stock 5355 5355 D Exempt grant of performance accelerated restricted stock. As of the last statement dated December 31, 2016. One fourth of the options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Lisa Westlake 2017-02-27