0001209191-16-152662.txt : 20161201 0001209191-16-152662.hdr.sgml : 20161201 20161201160520 ACCESSION NUMBER: 0001209191-16-152662 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161130 FILED AS OF DATE: 20161201 DATE AS OF CHANGE: 20161201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 162028361 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-30 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER, 250 GREENWICH ST. NEW YORK NY 10007 0 1 0 0 President-MIS Common Stock 2016-11-30 4 M 0 1345 38.07 A 42016 D Common Stock 2016-11-30 4 S 0 1345 101.65 D 40671 D Common Stock 2016-11-30 4 M 0 625 72.715 A 41296 D Common Stock 2016-11-30 4 S 0 625 101.65 D 40671 D Employee Stock Option (right to buy) 38.07 2016-11-30 4 M 0 1345 0.00 D 2009-02-12 2018-02-12 Common Stock 1345 0 D Employee Stock Option (right to buy) 72.715 2016-11-30 4 M 0 625 0.00 D 2008-02-12 2017-02-12 Common Stock 625 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2016-12-01