0001209191-16-147632.txt : 20161101
0001209191-16-147632.hdr.sgml : 20161101
20161101161751
ACCESSION NUMBER: 0001209191-16-147632
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fauber Robert
CENTRAL INDEX KEY: 0001481153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 161964980
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-10-31
0
0001059556
MOODYS CORP /DE/
MCO
0001481153
Fauber Robert
7 WORLD TRADE CENTER, 250 GREENWICH ST.
NEW YORK
NY
10007
0
1
0
0
President-MIS
Common Stock
2016-10-31
4
M
0
1345
38.07
A
42016
D
Common Stock
2016-10-31
4
S
0
1345
101.35
D
40671
D
Common Stock
2016-10-31
4
M
0
625
72.715
A
41296
D
Common Stock
2016-10-31
4
S
0
625
101.35
D
40671
D
Employee Stock Option (right to buy)
38.07
2016-10-31
4
M
0
1345
0.00
D
2009-02-12
2018-02-12
Common Stock
1345
0
D
Employee Stock Option (right to buy)
72.715
2016-10-31
4
M
0
625
0.00
D
2008-02-12
2017-02-12
Common Stock
625
0
D
Exercise and sale of shares pursuant to Rule 10b5-1 Plan.
One fourth of options vest each year beginning with the date indicated.
Elizabeth McCarroll, by power of attorney for Robert Fauber
2016-11-01