0001209191-14-051161.txt : 20140807
0001209191-14-051161.hdr.sgml : 20140807
20140807170406
ACCESSION NUMBER: 0001209191-14-051161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140806
FILED AS OF DATE: 20140807
DATE AS OF CHANGE: 20140807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westlake Lisa
CENTRAL INDEX KEY: 0001451047
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 141024700
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-08-06
0
0001059556
MOODYS CORP /DE/
MCO
0001451047
Westlake Lisa
7 WORLD TRADE CENTER
250 GREENWICH STREET
NEW YORK
NY
10007
0
1
0
0
SVP & Chief HR Officer
Common Stock
2014-08-06
4
M
0
7300
26.78
A
37337
D
Common Stock
2014-08-06
4
S
0
7300
87.387
D
30037
D
Common Stock
2014-08-06
4
M
0
5200
30.01
A
35237
D
Common Stock
2014-08-06
4
S
0
5200
87.387
D
30037
D
Common Stock
2014-08-06
4
M
0
3100
38.07
A
33137
D
Common Stock
2014-08-06
4
S
0
3100
87.377
D
30037
D
Common Stock
2014-08-06
4
M
0
20200
21.01
A
50237
D
Common Stock
2014-08-06
4
S
0
20200
87.394
D
30037
D
Common Stock
2014-08-06
4
M
0
2700
25.37
A
32737
D
Common Stock
2014-08-06
4
S
0
2700
87.389
D
30037
D
Common Stock
2014-08-06
4
M
0
3700
41.688
A
33737
D
Common Stock
2014-08-06
4
S
0
3700
87.394
D
30037
D
Employee Stock Option (right to buy)
26.78
2014-08-06
4
M
0
7300
0.00
D
2011-02-09
2020-02-09
Common Stock
7300
0
D
Employee Stock Option (right to buy)
30.01
2014-08-06
4
M
0
5200
0.00
D
2012-02-08
2021-02-08
Common Stock
5200
0
D
Employee Stock Option (right to buy)
38.07
2014-08-06
4
M
0
3100
0.00
D
2009-02-12
2018-02-12
Common Stock
3100
0
D
Employee Stock Option (right to buy)
21.01
2014-08-06
4
M
0
20200
0.00
D
2009-12-16
2018-12-16
Common Stock
20200
0
D
Employee Stock Option (right to buy)
25.37
2014-08-06
4
M
0
2700
0.00
D
2010-02-10
2019-02-10
Common Stock
2700
0
D
Employee Stock Option (right to buy)
41.688
2014-08-06
4
M
0
3700
0.00
D
2006-02-22
2015-02-22
Common Stock
3700
0
D
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from
$87.05 to $87.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full
information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
One fourth of options vest each year beginning with the date indicated.
Elizabeth McCarroll, by power of attorney for Lisa Westlake
2014-08-07