0001209191-14-051161.txt : 20140807 0001209191-14-051161.hdr.sgml : 20140807 20140807170406 ACCESSION NUMBER: 0001209191-14-051161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140806 FILED AS OF DATE: 20140807 DATE AS OF CHANGE: 20140807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westlake Lisa CENTRAL INDEX KEY: 0001451047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 141024700 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-08-06 0 0001059556 MOODYS CORP /DE/ MCO 0001451047 Westlake Lisa 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP & Chief HR Officer Common Stock 2014-08-06 4 M 0 7300 26.78 A 37337 D Common Stock 2014-08-06 4 S 0 7300 87.387 D 30037 D Common Stock 2014-08-06 4 M 0 5200 30.01 A 35237 D Common Stock 2014-08-06 4 S 0 5200 87.387 D 30037 D Common Stock 2014-08-06 4 M 0 3100 38.07 A 33137 D Common Stock 2014-08-06 4 S 0 3100 87.377 D 30037 D Common Stock 2014-08-06 4 M 0 20200 21.01 A 50237 D Common Stock 2014-08-06 4 S 0 20200 87.394 D 30037 D Common Stock 2014-08-06 4 M 0 2700 25.37 A 32737 D Common Stock 2014-08-06 4 S 0 2700 87.389 D 30037 D Common Stock 2014-08-06 4 M 0 3700 41.688 A 33737 D Common Stock 2014-08-06 4 S 0 3700 87.394 D 30037 D Employee Stock Option (right to buy) 26.78 2014-08-06 4 M 0 7300 0.00 D 2011-02-09 2020-02-09 Common Stock 7300 0 D Employee Stock Option (right to buy) 30.01 2014-08-06 4 M 0 5200 0.00 D 2012-02-08 2021-02-08 Common Stock 5200 0 D Employee Stock Option (right to buy) 38.07 2014-08-06 4 M 0 3100 0.00 D 2009-02-12 2018-02-12 Common Stock 3100 0 D Employee Stock Option (right to buy) 21.01 2014-08-06 4 M 0 20200 0.00 D 2009-12-16 2018-12-16 Common Stock 20200 0 D Employee Stock Option (right to buy) 25.37 2014-08-06 4 M 0 2700 0.00 D 2010-02-10 2019-02-10 Common Stock 2700 0 D Employee Stock Option (right to buy) 41.688 2014-08-06 4 M 0 3700 0.00 D 2006-02-22 2015-02-22 Common Stock 3700 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.73. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.74. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.67. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $87.05 to $87.78. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Lisa Westlake 2014-08-07