0001209191-13-051623.txt : 20131112 0001209191-13-051623.hdr.sgml : 20131111 20131112160135 ACCESSION NUMBER: 0001209191-13-051623 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131108 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westlake Lisa CENTRAL INDEX KEY: 0001451047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 131210133 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-11-08 0 0001059556 MOODYS CORP /DE/ MCO 0001451047 Westlake Lisa 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP & Chief HR Officer Common Stock 2013-11-08 4 M 0 4500 37.125 A 26156 D Common Stock 2013-11-08 4 S 0 4500 71.24 D 21656 D Employee Stock Option (right to buy) 37.125 2013-11-08 4 M 0 4500 0.00 D 2005-10-01 2014-10-01 Common Stock 4500 0 D One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Lisa Westlake 2013-11-12