0001209191-13-039415.txt : 20130806 0001209191-13-039415.hdr.sgml : 20130806 20130806161526 ACCESSION NUMBER: 0001209191-13-039415 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130802 FILED AS OF DATE: 20130806 DATE AS OF CHANGE: 20130806 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Fauber Robert CENTRAL INDEX KEY: 0001481153 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 131013674 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2013-08-02 0 0001059556 MOODYS CORP /DE/ MCO 0001481153 Fauber Robert 7 WORLD TRADE CENTER, 250 GREENWICH ST. NEW YORK NY 10007 0 1 0 0 SVP-Corporate Development Common Stock 2013-08-02 4 M 0 8038 25.37 A 26833 D Common Stock 2013-08-02 4 S 0 8038 68.808 D 18795 D Common Stock 2013-08-02 4 M 0 7917 26.78 A 26712 D Common Stock 2013-08-02 4 S 0 7917 68.773 D 18795 D Common Stock 2013-08-02 4 M 0 6184 30.01 A 24979 D Common Stock 2013-08-02 4 S 0 6184 68.802 D 18795 D Employee stock option (right to buy) 25.37 2013-08-02 4 M 0 8038 0.00 D 2010-02-10 2019-02-10 Common Stock 8038 0 D Employee stock option (right to buy) 26.78 2013-08-02 4 M 0 7917 0.00 D 2011-02-09 2020-02-09 Common Stock 7917 0 D Employee stock option (right to buy) 30.01 2013-08-02 4 M 0 6184 0.00 D 2012-02-08 2021-02-08 Common Stock 6184 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.79 to $68.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.77 to $68.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.74 to $68.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Robert Fauber 2013-08-06