0001209191-13-039415.txt : 20130806
0001209191-13-039415.hdr.sgml : 20130806
20130806161526
ACCESSION NUMBER: 0001209191-13-039415
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130802
FILED AS OF DATE: 20130806
DATE AS OF CHANGE: 20130806
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MOODYS CORP /DE/
CENTRAL INDEX KEY: 0001059556
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 133998945
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
BUSINESS PHONE: 2125530300
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: AT 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
FORMER COMPANY:
FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/
DATE OF NAME CHANGE: 19980728
FORMER COMPANY:
FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP
DATE OF NAME CHANGE: 19980728
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fauber Robert
CENTRAL INDEX KEY: 0001481153
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14037
FILM NUMBER: 131013674
MAIL ADDRESS:
STREET 1: 7 WORLD TRADE CENTER
STREET 2: 250 GREENWICH STREET
CITY: NEW YORK
STATE: NY
ZIP: 10007
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-08-02
0
0001059556
MOODYS CORP /DE/
MCO
0001481153
Fauber Robert
7 WORLD TRADE CENTER, 250 GREENWICH ST.
NEW YORK
NY
10007
0
1
0
0
SVP-Corporate Development
Common Stock
2013-08-02
4
M
0
8038
25.37
A
26833
D
Common Stock
2013-08-02
4
S
0
8038
68.808
D
18795
D
Common Stock
2013-08-02
4
M
0
7917
26.78
A
26712
D
Common Stock
2013-08-02
4
S
0
7917
68.773
D
18795
D
Common Stock
2013-08-02
4
M
0
6184
30.01
A
24979
D
Common Stock
2013-08-02
4
S
0
6184
68.802
D
18795
D
Employee stock option (right to buy)
25.37
2013-08-02
4
M
0
8038
0.00
D
2010-02-10
2019-02-10
Common Stock
8038
0
D
Employee stock option (right to buy)
26.78
2013-08-02
4
M
0
7917
0.00
D
2011-02-09
2020-02-09
Common Stock
7917
0
D
Employee stock option (right to buy)
30.01
2013-08-02
4
M
0
6184
0.00
D
2012-02-08
2021-02-08
Common Stock
6184
0
D
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.79 to $68.84. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.77 to $68.80. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $68.74 to $68.87. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
One fourth of options vest each year beginning with the date indicated.
Elizabeth McCarroll, by power of attorney for Robert Fauber
2013-08-06