0001209191-13-012178.txt : 20130227 0001209191-13-012178.hdr.sgml : 20130227 20130227182825 ACCESSION NUMBER: 0001209191-13-012178 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130227 DATE AS OF CHANGE: 20130227 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Worrall Blair CENTRAL INDEX KEY: 0001570618 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 13648409 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2013-02-20 0 0001059556 MOODYS CORP /DE/ MCO 0001570618 Worrall Blair 7 WORLD TRADE CENTER AT 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 SVP-Ratings Delivery and Data Common Stock 13027 D Common Stock 601 I 401-K Employee Stock Options (right to buy) 43.592 2005-12-31 2014-12-31 Common Stock 3000 D Employee Stock Options (right to buy) 63.09 2007-02-08 2016-02-08 Common Stock 5000 D Employee Stock Options (right to buy) 72.715 2008-02-12 2017-02-12 Common Stock 3750 D Employee Stock Options (right to buy) 38.07 2009-02-12 2018-02-12 Common Stock 4600 D Employee Stock Options (right to buy) 25.37 2010-02-10 2019-02-10 Common Stock 5487 D Employee Stock Options (right to buy) 26.78 2011-02-09 2020-02-09 Common Stock 6454 D Employee Stock Options (right to buy) 38.61 2013-02-13 2022-02-13 Common Stock 5809 D Employee Stock Options (right to buy) 46.43 2014-02-13 2023-02-13 Common Stock 5575 D As of last statement dated December 31, 2012. One fourth of options vest each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Blair Worrall 2012-02-27 EX-24.3_460894 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of John J. Goggins, Jane B. Clark, and Elizabeth McCarroll, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Moody's Corporation, a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to the undersigned and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirement of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to each such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 25th day of February, 2013. /s/Blair Worrall Signature Blair Worrall Print Name STATE OF NEW YORK ) ) COUNTY OF NEW YORK ) On this 25th day of February, 2013 Blair Worrall personally appeared before me, and acknowledged that he executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. /s/Alexandra E. Greif Notary Public My Commission Expires: August 27, 2016