0001209191-12-018200.txt : 20120314 0001209191-12-018200.hdr.sgml : 20120314 20120314160209 ACCESSION NUMBER: 0001209191-12-018200 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120312 FILED AS OF DATE: 20120314 DATE AS OF CHANGE: 20120314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Richard CENTRAL INDEX KEY: 0001453619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 12690335 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2012-03-12 0 0001059556 MOODYS CORP /DE/ MCO 0001453619 Cantor Richard 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 Chief Risk Officer Common Stock 2012-03-12 4 M 0 28000 21.2675 A 88428 D Common Stock 2012-03-12 4 S 0 28000 39.90 D 60428 D Common Stock 2012-03-13 4 M 0 18750 32.4075 A 79178 D Common Stock 2012-03-13 4 S 0 18750 40.90 D 60428 D Common Stock 0.3252 I 401-K Employee Stock Option (right to buy) 21.2675 2012-03-12 4 M 0 28000 0.00 D 2004-02-07 2013-02-07 Common Stock 28000 0 D Employee Stock Option (right to buy) 32.4075 2012-03-13 4 M 0 18750 0.00 D 2005-02-09 2014-02-09 Common Stock 18750 0 D Exercise and sale of shares pursuant to Rule 10b5-1 Plan. As of last statement dated December 31, 2011. One fourth of the options vested each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Richard Cantor 2012-03-14