0001209191-11-058213.txt : 20111128 0001209191-11-058213.hdr.sgml : 20111128 20111128174314 ACCESSION NUMBER: 0001209191-11-058213 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111125 FILED AS OF DATE: 20111128 DATE AS OF CHANGE: 20111128 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cantor Richard CENTRAL INDEX KEY: 0001453619 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 111229224 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 7 WORLD TRADE CENTER STREET 2: AT 250 GREENWICH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0304 4 2011-11-25 0 0001059556 MOODYS CORP /DE/ MCO 0001453619 Cantor Richard 7 WORLD TRADE CENTER 250 GREENWICH STREET NEW YORK NY 10007 0 1 0 0 Chief Risk Officer Common Stock 2011-11-25 4 M 0 9000 19.9875 A 58257 D Common Stock 2011-11-25 4 S 0 9000 31.66 D 49257 D Common Stock 0.3241 I 401-K Employee Stock Option (right to buy) 19.9875 2011-11-25 4 M 0 9000 0.00 D 2003-02-07 2012-02-07 Common Stock 9000 0 D The price reported in Column 4 is a weighted average sales price. The shares were sold in multiple transactions at prices ranging from $31.51 to $31.76. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price. As of last statement dated September 30, 2011. One fourth of the options vested each year beginning with the date indicated. Elizabeth McCarroll, by power of attorney for Richard Cantor 2011-11-28