-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QU9zUTNNHV+lXfy9GEVZ4cQ9rECmTFgXdKVyHmVcW3jrhyjBc8nnJLyykpyDHKTJ Bt5rCeRw9H9WITSwKt2PVA== 0001209191-06-059578.txt : 20061115 0001209191-06-059578.hdr.sgml : 20061115 20061115152053 ACCESSION NUMBER: 0001209191-06-059578 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061113 FILED AS OF DATE: 20061115 DATE AS OF CHANGE: 20061115 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOGGINS JOHN J CENTRAL INDEX KEY: 0001195304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 061219726 BUSINESS ADDRESS: STREET 1: 99 CHURCH AVE CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-11-13 0 0001059556 MOODYS CORP /DE/ MCO 0001195304 GOGGINS JOHN J 99 CHURCH STREET NEW YORK NY 10007 0 1 0 0 SVP and General Counsel Common Stock 2006-11-13 4 M 0 1584 10.9916 A 28010 D Common Stock 2006-11-13 4 S 0 1584 68.00 D 26426 D Common Stock 2006-11-13 4 M 0 851 10.7092 A 27277 D Common Stock 2006-11-13 4 S 0 851 68.00 D 26426 D Common Stock 2006-11-13 4 M 0 6597 14.0625 A 33023 D Common Stock 2006-11-13 4 S 0 6597 68.00 D 26426 D Common Stock 2006-11-14 4 M 0 4800 14.0625 A 31226 D Common Stock 2006-11-14 4 S 0 4800 68.00 D 26426 D Common Stock 1359 I 401-K Employee Stock Option (right to buy) 10.9916 2006-11-13 4 M 0 1584 0.00 D 2000-12-21 2009-12-21 Common Stock 1584 3170 D Employee Stock Option (right to buy) 10.7092 2006-11-13 4 M 0 851 0.00 D 2001-01-19 2010-01-19 Common Stock 851 1703 D Employee Stock Option (right to buy) 14.0625 2006-11-13 4 M 0 6597 0.00 D 2001-10-03 2010-10-03 Common Stock 6597 27595 D Employee Stock Option (right to buy) 14.0625 2006-11-14 4 M 0 4800 0.00 D 2001-10-03 2010-10-03 Common Stock 4800 22795 D As of the last statement dated October 31, 2006. One fourth of the options vested each year beginning with the date indicated. John J. Goggins 2006-11-15 -----END PRIVACY-ENHANCED MESSAGE-----