-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, E6uOWaIW/3l80kXckfg5ZY8Gr1DqG/ti+owBRkRg7Tu+uvcG5pDme8OrWPjOpdAH 1eeqXt6CWmDFIWc0OCmrYw== 0001209191-06-057176.txt : 20061102 0001209191-06-057176.hdr.sgml : 20061102 20061102122349 ACCESSION NUMBER: 0001209191-06-057176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061031 FILED AS OF DATE: 20061102 DATE AS OF CHANGE: 20061102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GLAUBER ROBERT R CENTRAL INDEX KEY: 0001068339 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 061181529 BUSINESS ADDRESS: STREET 1: C/O NASD STREET 2: 1735 K STREET NW CITY: WASHINGTON STATE: DC ZIP: 20006 BUSINESS PHONE: 2027288040 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2006-10-31 0 0001059556 MOODYS CORP /DE/ MCO 0001068339 GLAUBER ROBERT R 99 CHURCH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2006-10-31 4 M 0 6000 11.0622 A 20226 D Common Stock 2006-10-31 4 M 0 10000 10.9916 A 30226 D Common Stock 2006-10-31 4 S 0 4800 66.15 D 25426 D Common Stock 2006-10-31 4 S 0 1100 66.22 D 24326 D Common Stock 2006-10-31 4 S 0 100 66.27 D 24226 D Common Stock 2006-10-31 4 S 0 8600 67.01 D 15626 D Common Stock 2006-10-31 4 S 0 1400 67.09 D 14226 D Employee Stock Option (right to buy) 11.0622 2006-10-31 4 M 0 6000 0.00 D 1999-12-16 2008-12-16 Common Stock 6000 0 D Employee Stock Option (right to buy) 10.9916 2006-10-31 4 M 0 10000 0.00 D 2000-12-21 2009-12-21 Common Stock 10000 0 D One fourth of the options vested each year beginning with the date indicated. John J. Goggins, by power of attorney for Robert R. Glauber 2006-11-02 -----END PRIVACY-ENHANCED MESSAGE-----