-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BfT1+Be2D6tZeTopFlIWbWFrLlohCrHC5L6ga6yrp4jmLzyqPQlEMCRcGHSG3hR0 HVHwYxa8w4u3yg+xCaPg3Q== 0001209191-04-054394.txt : 20041123 0001209191-04-054394.hdr.sgml : 20041123 20041123172919 ACCESSION NUMBER: 0001209191-04-054394 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041122 FILED AS OF DATE: 20041123 DATE AS OF CHANGE: 20041123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WOODHAM DOUGLAS M CENTRAL INDEX KEY: 0001195309 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 041164662 BUSINESS ADDRESS: STREET 1: 99 CHURCH AVE CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-11-22 0 0001059556 MOODYS CORP /DE/ MCO 0001195309 WOODHAM DOUGLAS M 99 CHURCH STREET NEW YORK NY 10007 0 1 0 0 Senior Vice President Common Stock 2004-11-22 4 M 0 26500 39.975 A 32658 D Common Stock 2004-11-22 4 M 0 23000 42.535 A 55658 D Common Stock 2004-11-22 4 S 0 300 79.87 D 55358 D Common Stock 2004-11-22 4 S 0 100 79.86 D 55258 D Common Stock 2004-11-22 4 S 0 100 79.83 D 55158 D Common Stock 2004-11-22 4 S 0 700 79.81 D 54458 D Common Stock 2004-11-22 4 S 0 300 79.80 D 54158 D Common Stock 2004-11-22 4 S 0 100 79.79 D 54058 D Common Stock 2004-11-22 4 S 0 700 79.78 D 53358 D Common Stock 2004-11-22 4 S 0 400 79.76 D 52958 D Common Stock 2004-11-22 4 S 0 5300 79.75 D 47658 D Common Stock 2004-11-22 4 S 0 1000 79.74 D 46658 D Common Stock 2004-11-22 4 S 0 2200 79.73 D 44458 D Common Stock 2004-11-22 4 S 0 2800 79.72 D 41658 D Common Stock 2004-11-22 4 S 0 700 79.71 D 40958 D Common Stock 2004-11-22 4 S 0 6100 79.70 D 34858 D Common Stock 2004-11-22 4 S 0 5200 79.69 D 29658 D Common Stock 2004-11-22 4 S 0 3000 79.68 D 26658 D Common Stock 2004-11-22 4 S 0 100 79.67 D 26558 D Common Stock 2004-11-22 4 S 0 100 79.66 D 26458 D Common Stock 2004-11-22 4 S 0 600 79.65 D 25858 D Common Stock 2004-11-22 4 S 0 200 79.64 D 25658 D Common Stock 2004-11-22 4 S 0 500 79.63 D 25158 D Common Stock 2004-11-22 4 S 0 3300 79.62 D 21858 D Common Stock 2004-11-22 4 S 0 2600 79.61 D 19258 D Common Stock 2004-11-22 4 S 0 5600 79.60 D 13658 D Common Stock 2004-11-22 4 S 0 200 79.59 D 13458 D Common Stock 2004-11-22 4 S 0 1500 79.58 D 11958 D Common Stock 2004-11-22 4 S 0 200 79.56 D 11758 D Common Stock 2004-11-22 4 S 0 200 79.53 D 11558 D Employee Stock Option (right-to-buy) 39.975 2004-11-22 4 M 0 26500 0.00 D 2003-02-07 2012-02-07 Common Stock 26500 0 D Employee Stock Option (right-to-buy) 42.535 2004-11-22 4 M 0 23000 0.00 D 2004-02-07 2013-02-07 Common Stock 23000 69000 D One fourth of the options vest each year beginning with the date indicated. Form 1 of 2 Form 4s reporting transactions on 11/22/2004 and filed on 11/23/2004 for Reporting Person Douglas M. Woodham Jane B. Clark, by power of attorney for Douglas M. Woodham 2004-11-23 -----END PRIVACY-ENHANCED MESSAGE-----