-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GZjlRyKN/jTNUVqUNhu9FODSZr79pTQy1adWZuu4FsFbU8wVHLVYuLk+HCk/2kZh rm6y4pvv3hDoeTUwviVUEg== 0001209191-04-052230.txt : 20041110 0001209191-04-052230.hdr.sgml : 20041110 20041110173709 ACCESSION NUMBER: 0001209191-04-052230 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041108 FILED AS OF DATE: 20041110 DATE AS OF CHANGE: 20041110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GOGGINS JOHN J CENTRAL INDEX KEY: 0001195304 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 041134242 BUSINESS ADDRESS: STREET 1: 99 CHURCH AVE CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-11-08 0 0001059556 MOODYS CORP /DE/ MCO 0001195304 GOGGINS JOHN J 99 CHURCH STREET NEW YORK NY 10007 0 1 0 0 SVP and General Counsel Common Stock 2004-11-08 4 S 0 900 79.68 D 9464 D Common Stock 2004-11-08 4 S 0 4400 79.76 D 5064 D Common Stock 2004-11-08 4 S 0 1115 79.78 D 3949 D Common Stock 2004-11-10 4 M 0 982 21.9833 A 4931 D Common Stock 2004-11-10 4 M 0 2553 21.4184 A 7484 D Common Stock 679 I 401-K Employee Stock Option (right to buy) 21.9833 2004-11-10 4 M 0 982 0.00 D 2000-12-21 2009-12-21 Common Stock 982 73 D Employee Stock Option (right to buy) 21.4184 2004-11-10 4 M 0 2553 0.00 D 2001-01-19 2010-01-19 Common Stock 2553 0 D As of the last statement dated October 31, 2004. One fourth of the options vest each year beginning with the date indicated. Form 2 of 2 Form 4s filed on 11/10/2004 for Reporting Person John J. Goggins John J. Goggins 2004-11-10 -----END PRIVACY-ENHANCED MESSAGE-----