-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, W2KDxUXXnepJ3l+JahkAsxg9jqZTQHnChAct1RX/582WCGINj2SONAqWLFznRpL/ IW2G5j2Mg94pq/rs1jp8/Q== 0001209191-04-048437.txt : 20041014 0001209191-04-048437.hdr.sgml : 20041014 20041014171247 ACCESSION NUMBER: 0001209191-04-048437 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20041006 FILED AS OF DATE: 20041014 DATE AS OF CHANGE: 20041014 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MURRAY CHESTER V CENTRAL INDEX KEY: 0001203198 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 041079457 BUSINESS ADDRESS: STREET 1: MOODY'S CORP. STREET 2: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 3 1 doc3.xml FORM 3 SUBMISSION X0202 3 2004-10-06 0 0001059556 MOODYS CORP /DE/ MCO 0001203198 MURRAY CHESTER V 99 CHURCH STREET NEW YORK NY 10007 0 0 0 1 EVP-Moody's Investors Service Common Stock 22273 D Common Stock 1494 I 401-K Employee Stock Option (right to buy) 16.8754 1997-12-23 2006-12-23 Common Stock 14048 D Employee Stock Option (right to buy) 21.4718 1998-12-22 2007-12-22 Common Stock 9328 D Employee Stock Option (right to buy) 25.7728 1999-07-01 2008-07-01 Common Stock 11010 D Employee Stock Option (right to buy) 18.0762 1999-09-01 2008-09-01 Common Stock 12420 D Employee Stock Option (right to buy) 19.0413 1999-09-16 2008-09-16 Common Stock 6036 D Employee Stock Option (right to buy) 21.9833 2000-12-21 2009-12-21 Common Stock 13610 D Employee Stock Option (right to buy) 21.4184 2001-01-19 2010-01-19 Common Stock 7550 D Employee Stock Option (right to buy) 28.125 2001-10-03 2010-10-03 Common Stock 45000 D Employee Stock Option (right to buy) 39.975 2003-02-07 2012-02-07 Common Stock 40000 D Employee Stock Option (right to buy) 42.535 2004-02-07 2013-02-07 Common Stock 43000 D Employee Stock Option (right to buy) 64.815 2005-02-09 2014-02-09 Common Stock 33750 D As of the last statement dated September 30, 2004. One fourth of the options vest each year beginning with the date indicated. Chester V. Murray 2004-10-14 EX-24.3_58119 2 poa.txt POA DOCUMENT LIMITED POWER OF ATTORNEY FOR SECTION 16 REPORTING OBLIGATIONS Know all by these presents, that the undersigned hereby makes, constitutes and appoints each of John J. Goggins, Jane B. Clark and Michelle Berninger, each acting individually, as the undersigned's true and lawful attorney-in-fact, with full power and authority as hereinafter described on behalf of and in the name, place and stead of the undersigned to: (1) prepare, execute, acknowledge, deliver and file Forms 3, 4, and 5 (including any amendments thereto) with respect to the securities of Moody's Corporation, a Delaware corporation (the "Company"), with the United States Securities and Exchange Commission, any national securities exchanges and the Company, as considered necessary or advisable under Section 16(a) of the Securities Exchange Act of 1934 and the rules and regulations promulgated thereunder, as amended from time to time (the "Exchange Act"); (2) seek or obtain, as the undersigned's representative and on the undersigned's behalf, information on transactions in the Company's securities from any third party, including brokers, employee benefit plan administrators and trustees, and the undersigned hereby authorizes any such person to release any such information to each of the undersigned's attorney's-in-fact appointed by this Power of Attorney and approves and ratifies any such release of information; and (3) perform any and all other acts which in the discretion of each such attorney-in-fact are necessary or desirable for and on behalf of the undersigned in connection with the foregoing. The undersigned acknowledges that: (1) this Power of Attorney authorizes, but does not require, each such attorney-in-fact to act in their discretion on information provided to such attorney-in-fact without independent verification of such information; (2) any documents prepared and/or executed by either such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney will be in such form and will contain such information and disclosure as such attorney-in-fact, in his or her discretion, deems necessary or desirable; (3) neither the Company nor either of such attorneys-in-fact assumes (i) any liability for the undersigned's responsibility to comply with the requirements of the Exchange Act, (ii) any liability of the undersigned for any failure to comply with such requirements, or (iii) any obligation or liability of the undersigned for profit disgorgement under Section 16(b) of the Exchange Act; and (4) this Power of Attorney does not relieve the undersigned from responsibility for compliance with the undersigned's obligations under the Exchange Act, including without limitation the reporting requirements under Section 16 of the Exchange Act. The undersigned hereby gives and grants each of the foregoing attorneys-in-fact full power and authority to do and perform all and every act and thing whatsoever requisite, necessary or appropriate to be done in and about the foregoing matters as fully to all intents and purposes as the undersigned might or could do if present, hereby ratifying all that each such attorney-in-fact of, for and on behalf of the undersigned, shall lawfully do or cause to be done by virtue of this Limited Power of Attorney. This Power of Attorney shall remain in full force and effect until revoked by the undersigned in a signed writing delivered to each such attorney-in-fact. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 30th day of October, 2002. __Chester V. Murray__________ Signature __Chester V. Murray__________ Print Name STATE OF NEW COUNTY OF NEW YORK On this 30th day of October, 2002, Chester V. Murray personally appeared before me, and acknowledged that he executed the foregoing instrument for the purposes therein contained. IN WITNESS WHEREOF, I have hereunto set my hand and official seal. __Lenora A. Elsis____________ Notary Public ___12/28/05__________________ My Commission Expires: -----END PRIVACY-ENHANCED MESSAGE-----