-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFsPTSKpOpV78yESe9QyC7iJnw/AR2NXdnwC2L7ptbkFHlZlnIbuQ1X+EG/ryeZA WDV8TuODW78hnborN357Hw== 0001209191-04-044440.txt : 20040914 0001209191-04-044440.hdr.sgml : 20040914 20040914175545 ACCESSION NUMBER: 0001209191-04-044440 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040910 FILED AS OF DATE: 20040914 DATE AS OF CHANGE: 20040914 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKINNELL HENRY A CENTRAL INDEX KEY: 0001174453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 041030421 BUSINESS ADDRESS: STREET 1: C/O PFIZER INC STREET 2: 235 EAST 42ND ST ATTN: CORPORATE SEC CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127334802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0202 4 2004-09-10 0 0001059556 MOODYS CORP /DE/ MCO 0001174453 MCKINNELL HENRY A 99 CHURCH STREET NEW YORK NY 10007 1 0 0 0 Common Stock 2004-09-10 4 A 0 4 68.65 A 9127 D Phantom Stock Units (Deferred Compensation) 0.00 2004-09-10 4 A 0 6.018 69.44 A 1988-08-08 1988-08-08 Common Stock 6.018 5655.892 D Phantom Stock Units (Deferred Performance Shares) 0.00 2004-09-10 4 A 0 0.839 69.44 A 1988-08-08 1988-08-08 Common Stock 0.839 777.9702 D Restricted Stock deferred dividend reinvestment accrual Phantom stock units arising out of the Reporting Person's election to defer receipt of retainer fees. The security converts to common stock on a one-for-one basis. These units are to be settled in cash after the Reporting Person's retirement. Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. These units are to be settled in stock after the Reporting Person's retirement. John J. Goggins, by power of attorney for Henry A. McKinnell 2004-09-14 -----END PRIVACY-ENHANCED MESSAGE-----