-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TXGXPQSxQCJUdifkhkVpOxzaB72WV3EjBV4GE7t1HFPHLqodgVUn8cWsdEIguTDP 7jte8qm38dajzicBEk20vA== 0001209191-04-015643.txt : 20040312 0001209191-04-015643.hdr.sgml : 20040312 20040312185106 ACCESSION NUMBER: 0001209191-04-015643 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040310 FILED AS OF DATE: 20040312 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ADAMS HALL JR CENTRAL INDEX KEY: 0001179793 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 04667389 BUSINESS ADDRESS: STREET 1: 177 WOODLEY RD CITY: WINNETKA STATE: IL ZIP: 60093 BUSINESS PHONE: 6306237748 MAIL ADDRESS: STREET 1: 177 WOODLEY RD CITY: WINNETKA STATE: IL ZIP: 60093 4 1 doc4.xml FORM 4 SUBMISSION X0201 4 2004-03-10 0 0001059556 MOODYS CORP /DE/ MCO 0001179793 ADAMS HALL JR 99 CHURCH STREET NEW YORK NY 10007 1 0 0 0 Phantom Stock Units (Deferred Performance Shares) 0 2004-03-10 4 A 0 1.5800 68.4300 A 1988-08-08 1988-08-08 Common Stock 1.5800 1443.6265 D Phantom Stock Units (Retirement) 0 2004-03-10 4 A 0 9.3589 68.4300 A 1988-08-08 1988-08-08 Common Stock 9.3589 8548.4370 D Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. The security converts to common stock on a one-for-one basis. These units are to be settled in stock after the Reporting Person's retirement. Phantom stock units issued in lieu of accrued benefits under a director retirement plan, which was terminated in 1996. These units are to be settled in cash after the Reporting Person's retirement. John J. Goggins, by power of attorney for Hall Adams, Jr. 2004-03-12 -----END PRIVACY-ENHANCED MESSAGE-----