-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OC901drbT28PA0c0+lzPVixIjiaArYcBQCH1ufJynDt4n3Fq1dSqsQAMW7nL/ZgA IFuKT7/LzNwPhZbitmn1+Q== 0001209191-03-034866.txt : 20031212 0001209191-03-034866.hdr.sgml : 20031212 20031212191948 ACCESSION NUMBER: 0001209191-03-034866 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031210 FILED AS OF DATE: 20031212 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MCKINNELL HENRY A CENTRAL INDEX KEY: 0001174453 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 031052903 BUSINESS ADDRESS: STREET 1: C/O PFIZER INC STREET 2: 235 EAST 42ND ST ATTN: CORPORATE SEC CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2127334802 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-12-1000001059556MOODYS CORP /DE/ MCO0001174453MCKINNELL HENRY A99 CHURCH STREETNEW YORKNY100071000Phantom Stock Units (Deferred Compensation)02003-12-104A04.017057.4200A1988-08-081988-08-08Common Stock< underlyingSecurityShares>4.01705257.0480DPhantom Stock Units (Deferred Performance Shares)02003-12-104A00.607057.4200A1988-08-081988-08-08Common Stock0.6070775.3989DPhantom stock units arising out of the Reporting Person's election to defer receipt of retainer fees.The security converts to common stock on a one-for-one basis.These units are to be settled in cash after the Reporting Person's retirement.Phantom stock units arising out of the Reporting Person's election to defer receipt of earned performance shares. These units are to be settled in stock after the Reporting Person's retirement.John J. Goggins, by power of attorney for Henry A. McKinnell2003-12-12 -----END PRIVACY-ENHANCED MESSAGE-----