-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pf9vYjFdistsQWZ8J3+2Vnn7VagwiabXGztPN0TLX734bLOz7dYhoHuQVqzuV2nY RVyHit6ZeSmI0c4pv4beJQ== 0001209191-03-021171.txt : 20030911 0001209191-03-021171.hdr.sgml : 20030911 20030911164844 ACCESSION NUMBER: 0001209191-03-021171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030910 FILED AS OF DATE: 20030911 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALEXANDER CLIFFORD L JR CENTRAL INDEX KEY: 0001187636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14037 FILM NUMBER: 03892276 BUSINESS ADDRESS: STREET 1: 400 C STREET, NE CITY: WASHINGTON STATE: DC ZIP: 20002 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MOODYS CORP /DE/ CENTRAL INDEX KEY: 0001059556 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 133998945 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 BUSINESS PHONE: 2125530300 MAIL ADDRESS: STREET 1: 99 CHURCH STREET CITY: NEW YORK STATE: NY ZIP: 10007 FORMER COMPANY: FORMER CONFORMED NAME: DUN & BRADSTREET CORP /DE/ DATE OF NAME CHANGE: 19980728 FORMER COMPANY: FORMER CONFORMED NAME: NEW DUN & BRADSTREET CORP DATE OF NAME CHANGE: 19980728 4 1 doc4.xml FORM 4 SUBMISSION X0201 42003-09-1000001059556MOODYS CORP /DE/ MCO0001187636ALEXANDER CLIFFORD L JR99 CHURCH STREETNEW YORKNY100071000 Phantom Stock Units (Retirement)02003-09-104A07.351251.61A1988-08-081988-08-08Common Stock7.35128438.3573DPhantom stock units issued in lieu of accrued benefits under a director retirement plan, which was terminated in 1996. The security converts to common stock on a one-for-one basis.These units are to be settled in cash after the Reporting Person's retirement.John J. Goggins, by power of attorney for Clifford L. Alexander, Jr.2003-09-11 -----END PRIVACY-ENHANCED MESSAGE-----